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sd-10-EFTA01378557Dept. of JusticeOther

EFTA Document EFTA01378557

From: Stewart Oldfield Sent: 3/2/2017 2:34:38 PM To: Andrew King f Subject: RE: Goldman B0C List II) Classification: For internal use only All good. Thanks From: Andrew King Sent: Thursday, March 02, 2017 12:06 PM To: Stewart Oldfield Subject: Goldman BDC List [I] Classification: For internal use only Stew, As discussed, here is the list of clients your provided for Goldman. Please let me know if you have any changes. Status Best regards, Andrew King Client Response Client/

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sd-10-EFTA01378557
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From: Stewart Oldfield Sent: 3/2/2017 2:34:38 PM To: Andrew King f Subject: RE: Goldman B0C List II) Classification: For internal use only All good. Thanks From: Andrew King Sent: Thursday, March 02, 2017 12:06 PM To: Stewart Oldfield Subject: Goldman BDC List [I] Classification: For internal use only Stew, As discussed, here is the list of clients your provided for Goldman. Please let me know if you have any changes. Status Best regards, Andrew King Client Response Client/

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 3/2/2017 2:34:38 PM To: Andrew King f Subject: RE: Goldman B0C List II) Classification: For internal use only All good. Thanks From: Andrew King Sent: Thursday, March 02, 2017 12:06 PM To: Stewart Oldfield Subject: Goldman BDC List [I] Classification: For internal use only Stew, As discussed, here is the list of clients your provided for Goldman. Please let me know if you have any changes. Status Best regards, Andrew King Client Response Client/Prospect Name Banking Team Office AIS Submitter No response Epstein/Southern Oldfield, Andrew Comments CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0075745 CONFIDENTIAL SDNY_GM_00221929 EFTA01378557

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Leo Andrew Bresnahan TRUST Galivan Leo Andrew IM1 Bresnahan TRUST Galivan Leo Andrew Bresnahan TRUST Galivan Stewart US- Andrew Oldfield Onshore Galivan Paul US- Andrew Morris Onshore Galivan Paul US- Andrew Morris Onshore Galivan Paul US- Andrew Morris Onshore Galivan TR FBO Conor R Bagley UA dtd 10/27/95 by Smith Bagley TR FBO Vaughan E Bagley UA dtd 11/26/90 by Elizabeth F Bagley Vaughan Elizabeth Bagley Irrevocable Trust Southern Trus

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I've attached a list of preferred equities that was asked for by Richard Kahn; the CFO for Southern Financial, which is an investment entity for the personal wealth of Jeffrey Epstein (one of Stew Oldfield's clients). The list isn't a recommendation. Instead, it is a list of commonly traded preferred equities, which Richard and Jeffrey can select from to build their own basket. The original list was provided by Delores Rubin from STG. ISG added the preferred equity CUSIPS, the average daily

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