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sd-10-EFTA01379122Dept. of JusticeOther

EFTA Document EFTA01379122

Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard laroso Assistant Vrce Po:salon Sri • - • ‘1",- aenteat Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield Cc: Bradle Gillin Subject: RE: Epstein • negative media [I] Classification: For

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Dept. of Justice
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sd-10-EFTA01379122
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Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard laroso Assistant Vrce Po:salon Sri • - • ‘1",- aenteat Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield Cc: Bradle Gillin Subject: RE: Epstein • negative media [I] Classification: For

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Jeffrey, please find the attached 'Notice of Dismissal' dated 10/5/18. As this occurred after your approval on 10/2/17, please confirm again that we are comfortable moving forward. Thank You, Rich Richard laroso Assistant Vrce Po:salon Sri • - • ‘1",- aenteat Securities offered through Deutsche Bank Securities Inc. From: Kimberly Hart Sent: Tuesday, October 09, 2018 12:15 PM To: Stewart Oldfield Cc: Bradle Gillin Subject: RE: Epstein • negative media [I] Classification: For internal use only Was this returned as an ROC alert — or part of the regular Lexis/Nexis due diligence? <image001.gif> Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Com an Americas Emal Securities offered through Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076432 CONFIDENTIAL SDNY_GM_00222616 EFTA01379122

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