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sd-10-EFTA01379309Dept. of JusticeOther

EFTA Document EFTA01379309

On Nov 16, 2018, at 12:47 PM, Stewart Oldfield a> wrote: Rich, Mark is the initial beneficiary of Jeffrey's Insurance Trust #3, so we need to ID him. Can you send a current copy of his passport or driver's license? Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Av e New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain c

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sd-10-EFTA01379309
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On Nov 16, 2018, at 12:47 PM, Stewart Oldfield a> wrote: Rich, Mark is the initial beneficiary of Jeffrey's Insurance Trust #3, so we need to ID him. Can you send a current copy of his passport or driver's license? Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Av e New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain c

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Text extracted via OCR from the original document. May contain errors from the scanning process.
On Nov 16, 2018, at 12:47 PM, Stewart Oldfield a> wrote: Rich, Mark is the initial beneficiary of Jeffrey's Insurance Trust #3, so we need to ID him. Can you send a current copy of his passport or driver's license? Thanks <image003.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Av e New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to httpsi/db.corrudisclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0076657 CONFIDENTIAL SDNY_GM_00222841 EFTA01379309

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Subject: Re: Mark Epstein ID From: Richard Kahn a> Date: Fri, 16 Nov 2018 13:12:09 -0500 To: Stewart Oldfield Cc: Bradley Gillin Richard Iarossi ok Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cel On Nov 16, 2018, at 1:06 PM, Stewart Oldfield wrote: Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 1

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Subject: RE: Mark Epstein ID From: Stewart Oldfield <a> Date: Fri, 16 Nov 2018 13:06:58 -0500 To: Richard Kahn Cc: Bradley Gillin Richard Iarossi Perfect, nothing more to do then. I'm on a call that shows no signs of stopping any time soon. Will try you just before 2. From: Richard Kahn [mailto: Sent: Friday, November 16, 2018 12:56 PM To: Stewart Oldfield Cc: Bradle Gillin ; Richard Iarossi Subject: Re: Mark Epstein ID we are closing this account by end of the year (in addition to

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Subject: Re: Mark Epstein ID From: Richard Kahn e > Date: Fri, 16 Nov 2018 12:55:33 -0500 To: Stewart Oldfield e > Cc: Bradley Gillin Richard Iarossi we are closing this account by end of the year (in addition to Mort) so i do not think necessarystewart can you please call me when free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell On Nov 16, wrote: 2018, at 12:47 PM, Stewart Oldfield e > Rich, Mark is the initial benefi

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Subject: Re: does that work? should we add anything or take anything out? [I] From: Paul Morris < Date: Tue, 11 Nov 2014 11:17:44 -0500 To: Daniel Sabba < Cc: Stewart Oldfield < Classification: For internal use only don't think u need to worry about the commission Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: To: Cc: Date: 11/11/2014 10:23 AM Subject: I] Re: does that work? should we add anything or take anything

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Subject: Re: From DB's Rod Lache: General Motors Co - AV Opportunity: It's Better than We Thought; Reiterating Buy (upgrade to Buy of 9/24/17 also attached) [I] From: Stewart Oldfield ‹ > Date: Wed, 04 Oct 2017 19:13:55 -0400 To: Joshua Shoshan Classification: For Internal Use Only Cool, thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel: Mobi Emai blackberry Securities offered through Deutsche

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