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sd-10-EFTA01379980Dept. of JusticeOther

EFTA Document EFTA01379980

From: Richard Kahn Sent: 7/26/2017 2:58:05 PM To: Vahe Stepanian CC: Darren In ke Subject: Re: Trade Report 7/13/2017 ICI pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell ;Jeanne Brennan ; Stewart Oldfield On Jul 26, 2017, at 2:41 PM, Richard Kahn wrote: can you please provide bid / ask to sell this position thanks Begin forwarded message: From: Vahe Stepanian < Subject: Trade Report 7/13/2017 [C] Date: Jul

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sd-10-EFTA01379980
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From: Richard Kahn Sent: 7/26/2017 2:58:05 PM To: Vahe Stepanian CC: Darren In ke Subject: Re: Trade Report 7/13/2017 ICI pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell ;Jeanne Brennan ; Stewart Oldfield On Jul 26, 2017, at 2:41 PM, Richard Kahn wrote: can you please provide bid / ask to sell this position thanks Begin forwarded message: From: Vahe Stepanian < Subject: Trade Report 7/13/2017 [C] Date: Jul

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From: Richard Kahn Sent: 7/26/2017 2:58:05 PM To: Vahe Stepanian CC: Darren In ke Subject: Re: Trade Report 7/13/2017 ICI pricing please? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell ;Jeanne Brennan ; Stewart Oldfield On Jul 26, 2017, at 2:41 PM, Richard Kahn wrote: can you please provide bid / ask to sell this position thanks Begin forwarded message: From: Vahe Stepanian < Subject: Trade Report 7/13/2017 [C] Date: July 13, 2017 at 11:19.00 AM EDT To: Richard Kahn < Cc: twit I ield < > D rren Indyke >, Jeanne Brennan c > Classification: Confidential Darren - today you executed the following per our conversation in SFLLC: Sold to open 200 AMD Aug 13 Puts @ $0.759 Thank you, Vahe CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-WW-0078010 CONFIDENTIAL SONY GM_00224194 EFTA01379980

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Subject: Re: [C] From: Richard Kahn ‹ > Date: Wed, 26 Jul 2017 16:51:29 -0400 To: Vahe Stepanian Cc: Stewart Oldfield Darren Indyke Bebe Avdiu Jeanne Brennan Liam Osullivan thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell On Jul 26, 2017, at 4:49 PM, Vahe Stepanian a wrote: Classification: Confidential Hi Rich — we verbally confirmed the request with Darren and the shares should go out in the morning. We'll confirm on

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From: Richard Kahn Sent: 7/26/2017 2:41:51 PM To: Vahe Stepanian CC: Darren Indyke Subject: Fwd: Trade Report 7/13/2017 {C} Jeanne Brennan can you please provide bid / ask to sell this position thanks Begin forwarded message From: Vahe Stepanian Subject: Trade Report 7/13/2017 [C] Date: July 13. 2017 at 11:19:00 AM EDT To: Richard Kahn Cc: Stewart Oldfield Jeanne Brennan Stewart Oldfield Darren Indyke < Classification: Confidential Darren - today you executed the following

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Subject: RE: [C] From: Vahe Stepanian < > Date: Thu, 13 Jul 2017 11:11:42 -0400 To: Richard Kahn .5 p Cc: Stewart Oldfield 5 >, Darren Indyke <->, Jeanne Brennan Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts 9 $0.70 Thank you, Vahe Original Message From: Richard Kahn [manta: Sent: Thursday, July 13, 2017 11:09 AM To: Vahe Stepanian eld < 0.; Darren Indyke <->; Jeanne Brennan Su•ject: Re

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---Original Message--- From: Richard Kahn Sent: Thursday, July 13, 2017 11:16 AM To: Vahe Stepanian Cc: Stewart Oldfield ;Jeanne Brennan < Subject: Re: [C] Yes thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel fax cell Darren Indyke On Jul 13, 2017, at 11:11 AM, Vahe Stepanian c > wrote: Classification: Confidential Darren, To clarify - I will call you to confirm the following order for SFLLC: Sell 200 AMD Aug 13 Puts @ $0.70 Th

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