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sd-10-EFTA01381774Dept. of JusticeOther

EFTA Document EFTA01381774

From: Richard Kahn SeM: 10/17/201.6 5:34:39 PM To: Darlene Zong CC: Stewart Oldfield Subject: Re: ICI I; Daniel Sabb thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York. NY 10022 On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification. Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank o

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sd-10-EFTA01381774
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From: Richard Kahn SeM: 10/17/201.6 5:34:39 PM To: Darlene Zong CC: Stewart Oldfield Subject: Re: ICI I; Daniel Sabb thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York. NY 10022 On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification. Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank o

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From: Richard Kahn SeM: 10/17/201.6 5:34:39 PM To: Darlene Zong CC: Stewart Oldfield Subject: Re: ICI I; Daniel Sabb thank you can you please refresh tomorrow am and we will work some orders thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York. NY 10022 On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification. Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,000,000 CUSIP: 060505DT8 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3.000,000 CUSIP: 35906AAH1 105.875 x 107.375 Best, <image00 .gif> Darlene Zong, CFA Key Client Partners I Deutsche Bank Securities, Inc 345 Park Avenue, 26th Floor. New York, NY, 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080929 CONFIDENTIAL SDNY GM_00227113 EFTA01381774

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Subject: Fwd: DB cash From: Richard Kahn cc > Date: Tue, 06 Feb 2018 12:47:31 -0500 To: Stewart Oldfield appears we are still stuck at only 1,000 withdrawals.. not an issue today as we just did large withdrawal however goal would be to get to 3,000 from chase i do personally thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fax cell Begin forwarded message: From: Cynthia Rodriguez ..z > Subject: RE: DB cash Date: February 6, 2018

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From: Stewart Oldfield Sent: 3/29/2019 6:09:10 PM To: Richard Kahn Subject: Re: Update Great. Thanks for the update. Talk to you late next week. Stewart oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 345 Park Avenue New vork NY 10154 Tel. Mobil Email Securities offered through Deutsche Bank Securities Inc. > on Mar 29, 2019, at 10:06 PM, Richard Kahn > • hope you have a good trip to germany.. > i believe as of 3-31-2019 balances are d

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From: Stewart Oldfield I Sent: 3/23/2018 12:58:47 PM To: Richard Kahn Subject: RE: Please give me a quick call when you can All you need to do is acknowledge that the latest KYC info we have (which Martin attached) was sent by you. That should allow him to reuse it in order to enable the account for trading of credit derivatives (which Paul needs). So only as urgent as you want it to be. Hope you are somewhere fun and warm! Thanks From: Richard Kahn Sent: Friday, March 23, 2018 12:56

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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From: Richard Kahn Sent: 6/21/2019 1:14:52 PM To: Stewart 0ldfield 1 Subject: Re: get together Thanks for follow up.. How is July 2nd or July 10,11 or 12 for dinner? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th Floor New York NY 10022 On Jun 21, 2019, at 12:05 PM, Stewart Oldfield <- > wrote: Let's pick a date for lunch or dinner. I'm generally around the next few weeks. Hope all is well <image001.png> Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Amer

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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