EFTA Document EFTA01381800

From: Stewart Oldfield [ Sent: 5/23/2017 9:27:35 AM To: Delores Rubin CC: Vahe Stepanian Subject Re: Rothschild ICI Classification: Confidential Cool. Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Email: ; Tazia Smith I ; Matt Glassman Securities offered through Deutsche Bank Securities Inc. From: Delores Rubin Sent: Tuesday, May 23, 2017 09:27 AM To: Stewart Oldfield; Tazia Smith Cc: Vahe Stepanian; Matt Glassman Subject: RE: Rothschild [C] Classification: Confidential Correct. Not a name DB covers and it is too much risk to take on, however we have relationships with a good number of the boutique shops that have flow in the name. This gives us an opportunity to show in something real, but that is mostly possible if we have an order in hand or at least know what side of the market he is on. Best regards. Delores Rubin Delores Rubin Director I Wealth Management Capital Markets Equity Trading DB Securities Inc Deutsche Bank Wealth Mana ement CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0080964 CONFIDENTIAL SDNY_GM_00227148 EFTA01381800