EFTA Document EFTA01381858

From: -Stepanian [ Sent: 7/13/2017 10:57:04 AM To: Richard Kahn [ CC: Stewart Oldfield ( Subject: RE: IC) Classification: Confidential Hi Rich - southern Financial can trade listed options, including sold puts. on the FX question - currently SFLLC cannot buy OTC options. There is Dodd Frank related paperwork that we would need on file before trading OTC options. Thank you, original message 13. 20173 4 From: Richard Kahn (mailto:ri.11 1.com] Sent: Thursday, July To: IIII Stepanian Cc: Stewart Oldfield Subject: are we equip to sell puts? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Sank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0081046 CONFIDENTIAL SDNY_GM_00227230 EFTA01381858