EFTA Document EFTA01381869

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Revenues and Expenses Income Tax Basis For the Year ended June 30, 2016 Revenues Dividends and interest 730,584 Short term capital gains 64,917 Long term capital losses (64,980) Subsidiary equity income - Southern Financial LLC 4,147,989 Subsidiary equity income - Haze Trust 558,991 Total Revenues 5,437,501 Expenses Employee costs and compensation 509,903 Occupancy and related expenses 110,787 Professional and consulting expenses 1,086,090 Other operating expenses 34,699 Charitable expenses 36,000 Total Expenses 1,777,479 Net Income 3,660,021 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0081061 SDNY_GM_00227245 EFTA01381869