EFTA Document EFTA01383445

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) JAPANESE YEN Description Quality Opening Balance Closing Balance Cortenq Acauee 30•Day Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 49.00 49.00 JPY -0.45 USD TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 49.00 49.00 JPY 0.00 -0.45 USO Merkel Value Curteney 0.00 Acaued Mitred TOTAL JAPA NESE YETI December 1,2018 - December 31,2018 SOUTHERN FINANCIAL LLC TOTAL PORTFOLIO HOLDINGS - U.S. DOLLARS 49.00 JPY 0.00 -0.45 USD 0.00 Unrealized Acaue4 Estimated Cost Bads Markel Value Gam Loss Unlined Annual Income 896,699,411.89 $94,404,553.11 -$5,218,168.80 8478,778.43 83,328,412.86 • Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended by the Emergency Economic Stabilization Act of 2008, and are marked as" noncovered". Securities marked as "covered', were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1099-8 for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determinethetaxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election. type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. " The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as to the accuracy of this information. Amount tivriber CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless ASX MOUT t.IXIIVIIM Page 9 of 4 Raid [welled Every Year Since 2007 048AR MITOCOMPAVNICAllONS EXCELLENCE Marrs through Pin lit • wholly owned subtle:run of The Bakal New York Mellon Corporation OM Mellen) PtiShra LLC. motto, AURA. NYSE SlPC DB-SDNY-0083153 SDNY_GM_00229337 EFTA01383445