EFTA Document EFTA01383463

1511 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) JA PA N ESE YEN Description Ouretily Opening Balance Ocieing Balance Correnq Accrued 30•Day Income Yield CASH, MONEY FUNDS, AND BANK DEPOSITS Global Cash Balance 49.00 49.00 JPY -0.45 USD TOTAL CASH, MONEY FUNDS, AND BANK DEPOSITS 49.00 49.00 JPY 0.00 -0.45 USD Merkel Value Curtner 000 Acaued Inlaid January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LLC TOTAL JA PA NESE YETI 49.00 JPY 0.00 -0.45 USO 0.00 Total Portfolio Holdings - U.S. DOLLARS Unrealized Acaued Estimated Oast Bat Markel Value Gain Loss Interest Annual Income $88,909,151.88 591,883,858.48 $94.138.95 $418,117.32 $3,235,282.89 Noncovered under the cost basis rules as defined below. Generally, securities acquired before 2011, in retirement accounts or held by Non-U.S. entities are not subject to the cost basis reporting rules set forth in the Internal Revenue Code of 1988, as amended by the Emergency Economic Stabilization Act of 2008. and are marked as" noncovered". Securities marked as "covered". were identified as securities potentially subject to the cost basis reporting rules and may be reported to the IRS on form 1399-B for the applicable tax year in which the securities are disposed. Note: In the event where we cannot easily determine the taxability of an account, we may mark the account as noncovered. However, if the account does not receive a 10998, the cost basis will not be reported to the IRS. Cost Basis on fixed income securities may be adjusted for amortization, accretion, original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 2 A corporate action is occurring for this security. Please review the Corporate Action Events Not Vet Processed section of your statement for more details. 3 The cod basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 2 Pershing has received updated cost basis information, therefore cost basis provided on previous Went brokerage statements may differ from the new cod basis reported in this section. t3 The cost basis of this security has been provided to us by the delivering firm or transferring agent and Pershing makes no representation as fo the accuracy of this information. Account Number 6: I :91C417:11) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Page 9 of 15 Go paperless MX MOW banivtirt Rated Ewefiere Every Year Since 2007 070BAR RATIO COMPAVNICA71076 EXCELIDKE MISR through Penabos UM. • wholly *ad subsifurey of The Bakal Ni. Yort Mellon Comeration (INY Mellen) PCISrat LLC. mutt( AURA. NYSE SIPC DB-SDNY-0083171 SDNY_GM_00229355 EFTA01383463