EFTA Document EFTA01383875

From: Paul Morris Sent: 9/10/2013 5:40:48 AM To: Tazia Smith Subject: Re: ACATS for Southern Financial/Trust II) Attachments: pic28223.gif; pic02615.gif; pic23460.gif; pic30992.gif; pic09892.gif; pic07050.gif; pic22114.gif; pic25067.gif Classification: For internal use only ok sounds good let's talk tuesday, thanks Original Message From: Tazia Smith Sent: 09/09/2013 05:49 PM EDT To: Paul Morris Subject: Re: ACATS for Southern Financial/Trust [I] Classification: For internal use only we're on it Paul. You, Caroline and I need to review an accurate list of the positions that can/cannot/wouldn't come. Based on our conversation Friday, JE knows not all will be coming over (proceeds from proprietary product and OTC options will move once matured). We just want to be sure that list of positions that cannot move, is accurate. Jay should have that for is in the morning (he has to check with Pershing, ACAT, etc...various groups); some positions will be a discussion for you, Caroline and I (eg. we agreed novating the FX options wasn't realistic). sit down in the morning and then go back to Jeff with this info as part of our note of thanks for Friday's meeting? (Embedded image moved to file: pic28223.gif) Tazia Smith Director I Key client Partners - US Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New York, NY 10154 Tel. +1 (212) 454-2889 Fax +1 (646) 257-3131 Mobile +1 (917) 327-4107 Email [email protected] (Embedded image moved to file: pic02615.gif) From: Paul Morris/db/dbcom To: Amanda Kirby/db/dbcom@DBAMERICAS, Jay Lipman/db/dbcom@DBAMERICAS, Cc: Tazia Smith/db/dbcom@DBAMERICAs, vahe Stepanian/db/dbcom@DBAmericas Date: 09/09/2013 05:09 PM subject: Re: ACATS for southern Financial/Trust [I] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083772 CONFIDENTIAL SDNY_GM_00229956 EFTA01383875