EFTA Document EFTA01383890
From: Darren Indyke AOl Sent: 6/19/2018 11:00:35 AM To: Stewart 0ldfield Subject: Re: SIC check verification Yes Sent from my iPhone. Please excuse the typos. On Jun 19, 2018, at 10:35 AM, Stewart Oldfield wrote: Darren, we were presented with check #307 from STC made out to Islands Engaged for $50k. Is this ok to pay? Thanks <image00 I .png-'> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 10154 Securities offered ti
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From: Darren Indyke AOl Sent: 6/19/2018 11:00:35 AM To: Stewart 0ldfield Subject: Re: SIC check verification Yes Sent from my iPhone. Please excuse the typos. On Jun 19, 2018, at 10:35 AM, Stewart Oldfield wrote: Darren, we were presented with check #307 from STC made out to Islands Engaged for $50k. Is this ok to pay? Thanks <image00 I .png-'> Stewart Oldfield, CFA, CAIA Director Deutsche Bark Trust Company Americas Deutsche Bark Wealth Management 10154 Securities offered ti
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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 13:51:24 -0400 To: Vijay-A Sawant Let's chat tmw. Thanks From: Vijay-A Sawant Sent: Thursday, September 06, 2018 12:32 PM To: Stewart Oldfield e > Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Hi Stew, I called but you were busy. Anyways I am heading home for the day. You can email me your concerns or we can t
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From: osullivan Sent: 9/25/2018 12:36:36 PM To: Stewart 0ldfield CC: Bradley Gitlin Subject: RE: reminder to send Butterfly docs. Thanks ICI Classification: Confidential No, Paul is not authorized on Jeffrey's account. POA's Harry Beller Darren Indyke Jean Anne Wirebracht From: Stewart Oldfield Sent: Tuesday, September 25, 2018 12:35 PM To: Liam Osullivan < Cc: Bradley Gillin < Subject: RE: reminder to send Butterfly docs. Thanks ICI Does Paul trade that account? If so, let's
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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '
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Subject: FW: Southern Financial - Client Confirmation [C] From: Martin Zeman cc > Date: Thu, 22 Mar 2018 16:52:34 -0400 To: Stewart Oldfield Classification: Confidential From: Martin Zeman Sent: Monday, March 19, To: 'Richard Kahn' < 2018 5:15 PM < ›; Xavier Avila 'Paul Barrett > ; Davide-A Sferrazza Subject: Southern Financial - Client Confirmation [C] Classification: Confidential Richard, We are making sure that Southern Financial can trade in credit derivatives and to have t
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KYC l'rint Pagel of 10 DB PWM GLOBAL KYC/NCA: PART A KYC Case * : 01898372 One sheet must be established per relationship- list all accounts included in the relationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Boddng Center: New York Relationship Manager: Stevan Oldridd O New PPM Reladonship O eating Meal Relationship Relationship to PM: If caisdrg, please indicate axe when the !deanship oasts, provide reason for new profile and attach
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7/15/2019 KYC Print DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01651789 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: Relationship Manager: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Stewart Oldfield New PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: Update of KYC #01133113. Benefi
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