EFTA Document EFTA01383937
From: Kimberly Hart Sent: 12/3/2018 11:09:38 AM To: Stewart Oldfield I CC: Andrew Gallivan Subject: RE: Butterfly Trust - new KCP brokerage ICI Classification: Confidential Tomorrow I am free from 8:30-9, 9-9:30 and 11. Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. 14'" floor, New York, NY 10154 Tel. Fax Mobil Email Securities offered through Deutsche Bank Securities Inc. From: S
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From: Kimberly Hart Sent: 12/3/2018 11:09:38 AM To: Stewart Oldfield I CC: Andrew Gallivan Subject: RE: Butterfly Trust - new KCP brokerage ICI Classification: Confidential Tomorrow I am free from 8:30-9, 9-9:30 and 11. Kimberly Hart Managing Director I Divisional Control Officer Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue. 14'" floor, New York, NY 10154 Tel. Fax Mobil Email Securities offered through Deutsche Bank Securities Inc. From: S
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2497180https://www.miamiherald.com/news/local/news-columns-blogs/from-the-editor/article222497180.htmlreferencesRelated Documents (6)
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JAN 1 2 3 4 7a to 12p 0 4 0 7 1p to 5p 1 3 0 5 6p to 12a 2 0 1 10 1a to 6a 0 0 0 0 AVER 1 2 0 6 total 3 7 1 22 Year to date searches 5 7 12 9 4 8 32 6 26 8 3 2 10 39 7 18 7 8 0 8 33 763 8 18 5 3 2 7 28 9 4 4 0 0 2 8 10 0 0 0 0 0 0 11 12 3 1 0 4 16 12 13 16 23 20 17 3 2 0 7 10 12 39 49 Jan 14 15 16 17 11 20 4 1 19 15 3 0 3 7 0 0 0 0 0 4 8 11 2 1 33 42 7 5 Month Average 18 7 9 1 0 4 17 19 20 21 9 22 14 11 16 9 9 2 1 0 0 4 7 10 7 29 40 28 190.75 22 14 13 1 0 7 28 23 24 25 26 27 28 4 0
EFTA Document EFTA01282092
KYC Print Pagel of IS DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01790739 One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relabonship Name: SOUTHERN FINANCIAL RELATIONSHIP Bcokng Center. New York Relabonship Manager: Stewart Oilfield O New PWM Relationship 0 Exotog PINTI Relaticnship Relabonship to PWM: If existing, please indicate since when the relatiorship exists, provide reason for new profile and attach ol
KYC Print
DOJ EFTA Data Set 10 document EFTA01282092
EFTA Document EFTA01282110
KYC l'rint Page 1 of 33 DB PWM GLOBAL KYC/NCA: PART A KYC Coy, : One sheet must be established pr relationship - list all accounts Included In the retationshi 1. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP. cooking Center: New Yak Relationship Manager: Stewart DIMS • New PWM Relationship 9 Existing PWM Relationship Relationship to PWM: If costing, please indicate sate when the relationship exists, provide reason for new profde and attach old profile:
KYC l'rint
DOJ EFTA Data Set 10 document EFTA01282110
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