EFTA Document EFTA01383955

UB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue. New York, NY 10154-0004, USA Visit us: htm.ildeutschewealth.com. <image002.gif> IWP products and services we intended for and available only to sophisticated, experienced investors who qualify as Institutional accounts' under FINRA Rule 4512(c)(3). and are capable of evaluating the investment benefits and risks of, and exercising independent judgment in evaluating aid determining whether to enter into, sophisticated trading strategies and financial transactions. Transactions we subject to relevant internal approvals of Deutsche Bank or its affiliates prior to execution, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Institutional Wealth Partners group (IWP). Material herein regarding IWP products. investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP America desk may include investment recommendations and brokerage advice. IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for ckscussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Liam Osullivan Sent: Thursday, March 07, 2019 2:57 PM To: 'Richard Kahn' < Cc: Stewart Oldfield Subject: RE: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL, LLC_20190305 ICI Classification: Conflderdial We are waiting for IB to send back a corrected request. Our transfer department reached out to IB with what they needed. It may help if you push the people at IB. From: Richard Kahn Sent: Thursday, March 07, 2019 2:18 PM To: Liam Osullivan Cc: Stewart Oldfiel Subject: Re: Auto Generated Margin Statement from DEUTSCHE BANK AG to SOUTHERN FINANCIAL LLC_20190305 ICj any updates please advise thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 01111111111111111 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083884 CONFIDENTIAL SDNY_GM_00230068 EFTA01383955