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sd-10-EFTA01383962Dept. of JusticeOther

EFTA Document EFTA01383962

From: Stewart Oldfield Sent: 4/2/2019 7:33:31 PM To: Natalie Barak CC: Brigid Macias Subject: Re: returned funds to Caterpillar Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 0154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2019, at 1:10 AM, Natalie Barak wrote: We should escalate. Let's discuss tomorrow Natalie Barak On Apr 2, 2019,

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sd-10-EFTA01383962
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From: Stewart Oldfield Sent: 4/2/2019 7:33:31 PM To: Natalie Barak CC: Brigid Macias Subject: Re: returned funds to Caterpillar Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 0154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2019, at 1:10 AM, Natalie Barak wrote: We should escalate. Let's discuss tomorrow Natalie Barak On Apr 2, 2019,

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield Sent: 4/2/2019 7:33:31 PM To: Natalie Barak CC: Brigid Macias Subject: Re: returned funds to Caterpillar Ok. I remediated most of these last year. I land at 1:30pm tmw. Thanks Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 0154 Securities offered through Deutsche Bank Securities Inc. On Apr 3, 2019, at 1:10 AM, Natalie Barak wrote: We should escalate. Let's discuss tomorrow Natalie Barak On Apr 2, 2019, at 6:06 PM, Stewart Oldfield < III=> wrote: No. Doesn't work. Although, we may have done it just last year. Double check. This is being done to exit the relationship. Stewart Oldfield, CFA, CAIA Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile 917 209-0686 Emai Securities offered through Deutsche Bank Securities Inc. On Apr 2, 2019, at 11:07 PM, Brigid Macias Hi, Please see below. We are now being asked to process an updated KYC to re-open this account. wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083896 CONFIDENTIAL SONY GM_00230080 EFTA01383962

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+ daphne Natalie Barak Vice President I Relationship Officer Deutsche Bank Wealth Management Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc Original Message From: Stewart Oldfield Sent: Thursday, April 04, 2019 10:52 AM To: Natalie Barak Cc: Brigid Macias Subject: RE: Caterpillar Trust DJ Classification: For internal use only Since the trust was wound down, can we make the check out to anyone else b

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