Text extracted via OCR from the original document. May contain errors from the scanning process.
KYC Print
Page 8 of 17
One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summary
3A. Individual Details (for all parties)
Individual's Name:
Jeffrey Epstein
Date of Birth:
Country of Residence:
USVI
Country of Citizenship:
USA
Address of primary
residence:
Litte Saint lames Saint Thomas 00802 US Virgin Islands
Profession/Occupation:
Self Empolyed
Tax ID / 5511:
Current Employer:
Southern Financial LLC
Position/Tide/Rank:
President
Address of employer:
6100 Red Hook Quarter 83 St. Thomas, USV1 00802
Is tne individual a Politically Exposed Person (PEP)?(i, Yes, describe)
F Yes
17 No
To the best of your knowledge, is the individual related to an employee of the DB
group?(ifFamily or Priem:15hp, describe)
r Family
r Friendship
17 None
To the best of your knowledge, is the individual party to a non-banking relationship
with Deutsche Bank (e.g., external legal counsel, client referral source, supplier of
goods or services)?(if Yes,describe)
r
Yes
F No
If applicable, indicate which bank officers have met the
person:
Indicate whe e and when the client meeting(s) took place:
Bank Officer Name(s)
Bank Office: Client Private Client Place
Domicile:
of Business:
Other Location (specify):
Date:
Paul Morris
r
r
17
4/3/2013
F
r
r
r
r
r
F
wealth Details for this individual are not filled in, because they are the same as for the following person:
36. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2)
Nature of the Individual's Business:
Private investments
F Business Owner r Salary/Earnings F Investment F Inheritance/Gifts
Summarize Source of Wealth:
F Other:
Further Describe Source of wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumulate wealth?
For mhentance, how did family accumulate wealth?For business owners, how long in business, how many employees, level of profitability?
Indicate type of business, countries of major activities, important business partners.) Epstein began his financial career in 1976 as an
opbons border at Bear Steams and became a partneri n 1980. In 1982, Epstein founded his own financial management firm, 1 Epstein & Co.,
managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust
Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were
anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Steams and his financial
management firms
Estimated Annual Income
(5):
10,000,000.00
ass
Estimated amount of investable
ets($):
$50 MM - 100 MM
Estimated Net Worth(S):
$100 MM - 500 MM
Amount of assets planned to invest with PWM($):
10,000.00
https://nail.sal esforce.com/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013
CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e)
DB-SDNY-0084020
CONFIDENTIAL
SDNY_GM_00230204
EFTA01384040