EFTA Document EFTA01384090

KYC Print Page 1 of 15 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01082293 One sheet must be established per relationship - list all accounts included in the relationship 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELAllONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Morris Relationship to PWM: F New PWM Relationship r Existing PWM Relationship If existing, please indicate since when the relationship exists, provide reason for new profile and attach old profile: How Was the Client(s) Introduced? How long has the RM personally known the client? F Client Referral F RM Prospect F Intermediary/FIM F Other Source (GB, etc.) please provide details (e.g. name of referral source, how many years RM personally has known client, etc.): Jeffrey Epstein was a client of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMorgan. Over the course of a few meetings Paul was able to get Jeffrey to bong some of his hinds over to JPMorgan Does Deutsche Bank pay a retrocession or similar compensation to a third party for the introduction of this relationship? r Yes F No (If Yes, desaibe). List all existing and new accounts involved in this relationship Legal Entity Account(s) Account Name / Number Opening Date (intended/actual) 1 F Southern Financial, LLC 8/19/2013 2 F Southern Financial, LLC 8/19/2013 3 F Southern Trust Company, Inc. 8/19/2013 4 F Southern Trust Company, Inc. 8/19/2013 Who i the primary ontact person for the RM? (Note: This person needs to have signatory rights and/or information right for the accounts.): Jeffrey Epstein Preferred method of contact(indicate phone no., fax no., e-mail address, etc.): Status : 6. Approved https://na4.salesforce.corn/servlet/servlet. Integration?' id=01N30000000D9Di &ei d=500600... 9/19/2013 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0084093 CONFIDENTIAL SDNY_GM_00230277 EFTA01384090