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sd-10-EFTA01384366Dept. of JusticeOther

EFTA Document EFTA01384366

From: Bradley Gitlin [ Sent: 4/4/2019 10:51:00 AM To: Stewart Oldfield I Subject: RE: Cinq Case Number 190328 607064 7:02065866 [I] Classification: For internal use only No. This is for LSJE LLC This is Bella's second attempt - the funds were returned in her first. I will ask her to confirm beneficiary info. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New Yo„. NY 10154 Securities offered through Deutsche Bank Securities

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sd-10-EFTA01384366
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From: Bradley Gitlin [ Sent: 4/4/2019 10:51:00 AM To: Stewart Oldfield I Subject: RE: Cinq Case Number 190328 607064 7:02065866 [I] Classification: For internal use only No. This is for LSJE LLC This is Bella's second attempt - the funds were returned in her first. I will ask her to confirm beneficiary info. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New Yo„. NY 10154 Securities offered through Deutsche Bank Securities

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From: Bradley Gitlin [ Sent: 4/4/2019 10:51:00 AM To: Stewart Oldfield I Subject: RE: Cinq Case Number 190328 607064 7:02065866 [I] Classification: For internal use only No. This is for LSJE LLC This is Bella's second attempt - the funds were returned in her first. I will ask her to confirm beneficiary info. Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New Yo„. NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, April 04, 2019 10:43 AM To: Bradley Gillin < Subject: FW: Cinq Case Number 190328 607064 T:02065866 [Ij Classification: For Internal use only Did you take care of this one? Is there anything I need to do? Thanks From: Ankit-Kumar Sharma Sent: Monday, April 01, 2019 1:55 PM To: Stewart Oldfield >; Bradley Gillin < >; Monica Gilkinson Cc: [email protected] < Subject: FW: Cinq Case Number 190328 607064 T:02065866 [I] Classification: For Internal use only Hi Team, In reference to wire teas case # 02065866 . Please read below swift message and provide amending details on a Customer Research teas ticket and attach this email to the ticket. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084511 CONFIDENTIAL SDNY_GM_00230695 EFTA01384366

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Mayur Rathod < Date: Thu, 01 Nov 2018 10:34:22 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin < Vinita Advan' Vijay-A Sawant Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also,

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[email protected] Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 [I] From: Vijay-A Sawant Date: Wed, 17 Oct 20 To: Bradley Gillin < Stewart Oldfield Cc: Richard Iaros Mayur Rathod Hello Brad/Stewart, Many thanks for all the docs. We have re-submitted this rejected KYC (01977695) back to AML for final approval. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited

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