EFTA Document EFTA01384579
HUBUS133 Alpha Group Capital HUDSON BAY CAPITAL MANAGEMENT LP 777 Third Avenue. 30th Floor • New York NY 10017 lutp://hudsonbaycaoital.com/ FORM ADV PART 2B: BROCHURE SUPPLEMENT April 1,2018 SANDER ROSS GERBER This brochure supplement provides information about Sander Gerber that supplements the Hudson Bay Capital Management LP ("Hudson Bay") brochure. You should have received a copy of that brochure. Please contact Scott L. Black, General Counsel and Chief Compliance Officer at and/o
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HUBUS133 Alpha Group Capital HUDSON BAY CAPITAL MANAGEMENT LP 777 Third Avenue. 30th Floor • New York NY 10017 lutp://hudsonbaycaoital.com/ FORM ADV PART 2B: BROCHURE SUPPLEMENT April 1,2018 SANDER ROSS GERBER This brochure supplement provides information about Sander Gerber that supplements the Hudson Bay Capital Management LP ("Hudson Bay") brochure. You should have received a copy of that brochure. Please contact Scott L. Black, General Counsel and Chief Compliance Officer at and/o
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hudsonbaycaoital.comRelated Documents (6)
EFTA Document EFTA01282225
KY(' Print Page 1 of 21 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case : One sheet must be established per relationshi - list all accounts included in the relationshi 1. Relationship Details Relabonshe Name: SOUTHERN FINANCIAL RELATIONSHIP Booking Center: New York Relationship Manager: Stewart Oldfeld • New PArTI Relationship 2 Ensting PWM Relationship Relationship to FWM: If edstIng, please indicate since when the relationship exist, provide reason for new profile and attach old pr
EFTA Document EFTA01384523
HOBUS133 Alpha Group Capital Hudson Bay Fund LP Hudson Bay International Fund Ltd. Fin» Overview H..I&3on B.3/ (.3artst Mw..4jernent LP is a manager Ot s;ternstive oppo, ;n the global markets targeting traditional and non-tracktion sources of alpIia by employing a diverse set of catalyst-driven absolute return strategies that are intended to be uncorrelated to each other and to the mar indices. Our multiple portfolio teams invest across the corporate capital structure and often trad
EFTA Document EFTA01298930
KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new
EFTA Document EFTA01360046
From: Richard larossi Sent: 10/18/2018 5:12:06 PM To: Bradley Gillin I Subject: RE: Epstein - negative media [I] Attachments: Gerber Notice of Dismissal.pdf; Kim Hart Memo on Jeffrey Epstein.pdf Classification: For Internal use only Hi Kim, AML Compliance has requested that we get your approval to move forward on all Southern Financial Relationship KYCs due to this latest lawsuit Stewart has pointed out below. Per the attachment, this lawsuit has been dismissed on October 5th, 2018.
EFTA Document EFTA01384582
HUBUS133 Alpha Group Capital ROY ASTRACHAN ITEM 6 - SUPERVISION As described above under Item 2, Mr. Astrachan is a Managing Partner and Portfolio Manager at Hudson Bay. Sander Gerber, in his roles as Chief Executive Officer and Chief Investment Officer, is responsible for supervising Mr. Astrachan's advisory activities. Mr. Gerber can be reached at 212-571-1244. Mr. Astrachan is also subject to Hudson Bay's compliance policies and procedures and Code of Ethics with respect to his advisor
EFTA Document EFTA01384585
HUBUS133 Alpha Group Capital JOHN CHEN ITEM 6 - SUPERVISION As described above under Item 2, Mr. Chen is a Portfolio Manager at Hudson Bay. Sander Gerber, in his roles as Chief Executive Officer and Chief Investment Officer • • le for supervising Mr. Chen's advisory activities. Mr. Gerber can be reached a . Mr. Chen is also subject to Hudson Bay's compliance policies and procedures and Code of Ethics with respect to his advisory activities. Scott L. Black, Hudson Bay's General Counsel a
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