EFTA Document EFTA01384778

Date

Unknown

Source

Dept. of Justice

Reference

sd-10-EFTA01384778

Pages

Persons

Integrity

Loading PDF viewer...

Summary

Download Original PDF Save PDF

Ask AI About This Document

0upvotesShare

Post Reddit

Save Post Watch

Extracted Text (OCR)

EFTA Disclosure

Text extracted via OCR from the original document. May contain errors from the scanning process.

From: Stewart Oldfield Sent: 9/6/2018 9:36:37 AM To: Davide-A Sferrazza II I; Martin Zeman ; Liam Osullivan CC: Bradley Gill in ICI; Richard Iarossi Subject: RE: Butterfly Trust - new brokerage account needed III The annual KYC review should be complete on our side today or tmw, so we can open this account soon. Liam - please let Rich know what docs you need from us. They should all be on DB Force. Thanks Original Message From: Davide-A Sferrazza Sent: Friday, August 31. 2018 11:41 AM To: Stewart Oldfield < ■›; Martin Zeman .: >; Liam Osullivan ; Richard Iarossi Subject: RE: Butterfly Trust - newbrokerage account needed [I Cc: Bra ey Gi in < classification: For internal use only Stewart, As discussed, I will review with Liam when he is back next week and we will put together an account opening package. Brad/Rich, would you please send me what KYC documentation you have on file? I am not able to see on DB Force (I may not be looking at the right place if it is on there already. Thank you, Davide Original Message From: Stewart Oldfield Sent: Friday, August 31. 2018 9:27 AM To: Martin Zeman Liam Osullivan Davide-A Sferrazza Cc: Bradley Gitlin ; Richard Iarossi < Subject: RE: Butter y Trust - newbrokerage account needed Anyone looking at this? Original Message From: Stewart Oldfield Sent: Thursday, Au ust 30 2018 8:04 AM To: Martin Zeman ; Liam Osullivan <.. >; Davide-A Sferrazza Cc: Bra ey Gi In < ; Richard Iarossi subject: Butterfly Trust - newbrokerage account needed Gents, Need to open a new brokerage account for Jeffrey. will do some trading but won't be a huge account. Note that Paul Barrett will NOT be trading this account. Please send some pre-filled docs to Rich Kahn for signatures. we are currently doing the annual KYC review for the existing Butterfly banking accounts we have, so let us know what info we can provide to help out. Thanks Stewart oldfield, CFA, CALA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 345 Park Avenue, New York, NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085291 CONFIDENTIAL SDNY_GM_00231475 EFTA01384778

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01434934

Subject: FW: Southern Financial - Client Confirmation [C] From: Stewart Oldfield Date: Wed, 28 Mar 2018 12:09:38 -0400 To: Xavier Avila Liam Osullivan Cc: Martin Zeman Coming down to discuss before I call them back. Thanks From: Richard Kahn [mailto: Sent: Wednesday, March 28, 2018 11:17 AM To: Stewart Oldfield Cc: Alpha Group Capital Subject: Fwd: Southern Financial - Client Confirmation [C] can you please call me to review attached with paul thanks Richard Kahn HBRK Associates I

Dept. of JusticeOtherUnknown

EFTA Document EFTA01406420

Subject: RE: Butterfl Trust - new brokers e account needed [I] From: Richard Iarossi Date: Tue, 04 Sep 2018 15:19:25 -0400 To: Davide-A Sferrazza Classification: For internal use only Hi Davide, The latest approved KYC is 01651789, please let me know if you can pull the docs. I will come back and confirm the validity of the KYC. Thank You, Rich Richard Iarossi Assistant Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Floor New York. NY 10154 Securities offered

Dept. of JusticeOtherUnknown

EFTA Document EFTA01408705

Subject: RE: Butterfly Trust - new brokers e account needed [I] From: Davide-A Sferrazza Date: Tue, 04 Sep 2018 15:26:20 -0400 To: Richard Iarossi Cc: Liam Osullivan Classification: For internal use only Thanks, Rich. Liam and I will review the relevant documentation from the previous KYC and let you know if anything else is needed from our end (aside from an updated KYC, which is needed to open the account). Regards, Davide Davide Sferrazza Analyst I Key Client Partners Deutsche B

Dept. of JusticeOtherUnknown

EFTA Document EFTA01435892

Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454

Dept. of JusticeOtherUnknown

EFTA Document EFTA01401926

Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Zack Bunimovich < Date: Thu, 29 Mar 2018 12:57:48 -0400 To: Xavier Avila • >, Nina Tona Martin Zeman Rita Shteynberg titan Patel < Cc: Liam Osullivan < Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Classification: For internal use only Hi Xavier, Understood. The confirmation looks sufficient to me but I am waiting on the KYC team to confi

26p

Dept. of JusticeOtherUnknown

EFTA Document EFTA01406559

Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Xavier Avila < Date: Thu, 29 Mar 2018 12:34:20 -0400 To: Nina Tona Zack Bunimovich Martin Zeman Rita Shteynber ..litan Patel < Cc: Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Zack, is the below sufficient to move on? I would like to onboard client in OTC Credit Derivatives but also GED (OTC Equity Derivs). We have trades o

25p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Donate More ways to support →

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.