EFTA Document EFTA01384873

From: Davide-A Sferrazza Sent: Wednesday, February 06. 2019 12:05 PM To: Stewart Oldfield Subject: Southern Financial OTC trade on the books Stew, Southern Financial LLC (accoun olds EUR 2.5mm face of COFP 4.407 08/06/19: TRADE DATE QUANTITY DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) FX RATE (TO USDE) POSITION VALUE (USDE) TYPE 2,500,000.0000 CASINO, GUICHARD-PERRACHON SA ISIN4FR0011301480 4.407% 08/06/19 REG DTD 08/03/12 N/C 99.6200 2.490,500A) 1.14070 2.840.91335 CORPORATE We executed a EURUSD forward (v/d 06 Aug 19) that is still on the books. MtM is $87k in favor of client, per latest valuation statement: <image004.1pg> Southern Financial LLC (accounts holds 100k shares of AAPL and some cash from dividends as collateral for OTC trades: TRADE DATE QUANTITY SYMBOL DESCRIPTION CUSIP MARKET PRICE (POSITION CCY) POSITION VALUE (POSITION CCY) FX RATE (TO USDE) POSITION VALUE (USDE) TYF 100.000.0000 73,091.3300 AAPL DBDA APPLE INC COM INSURED DEPOSITS PROGRAM 175.4600 1.0000 , ' R.0<a 1 -.1 1.00000 1,00000 7 '4,- cp.., , rf; ,', u61 ; -; (01 MO FUN Client would need to unwind the FX hedge, at which point we could consolidate the Southern Financial LLC assets (i.e. move assets from the collateral account to the main trading account). Regards. Davidc <image001.gif> Davide Sierra/a Associate Investments & Trading Institutional Wealth Partners Deutsche Bank Securities Inc. Deutsche Bank Wealth Management CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0085454 CONFIDENTIAL SDNY_GM_00231638 EFTA01384873