EFTA Document EFTA01385111

SOUTHERN TRUST COMPANY, INC. (and subsidiaries) Statement of Assets, Liabilities and Shareholder's Equity Income Tax Basis as of June 30, 2016 ASSETS Current Assets Cash and cash equivalents 57,669,393 Due from brokers 13,592,102 Marketable securities, at cost 25,721,213 Total Current Assets Fixed Assets Investment Partnerships, tax basis Investment In Subsidiaries Southern Financial .LC Haze Trust $ 168,908,871 61,343,523 $ 96,982,707 476,422 32,425,459 230,252,393 Other Assets 4,483,243 TOTAL ASSETS 364,620,224 LIABILITIES AND SHAREHOLDER'S EQUITY Current Liabilities Accounts payable Total Current Liabilities Shareholder's Equity Common Stock Additional paid in capital Retained earnings $ 1,286 1,000 38,798,643 325,819,295 $ 1,286 Total Shareholder's Equity 364,618,938 TOTAL LIABILITIES AND SHAREHOLDER'S EQUITY S 364,620,224 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086104 SDNY_GM_00232288 CONFIDENTIAL EFTA01385111