EFTA Document EFTA01385126

82165 00000489410 Frederic B. Luddy CRT Andrew Gallivan 2/9/2017 Frederick is founder and senior executive at ServiceNow, a publicly traded information technology company. Fred originally funded the LLC with ServiceNow stock. No new status update No No Thomas- B Mayer 81647 00000479884 CAGD Holdings Ltd Andrew Gallivan 1/24/2017 no material changes no material changes No No Trevor Spinney 82226 00000430894 Penn Services LTD Andrew Gallivan 2/15/2017 Brian Convey speaks with client quarterly to review account There are no changes to clients employment status, health or primary residence No No Brian Convey 81933 00000524646 AFSF III AIV- OmegaFi L.P. Andrew Gallivan 2/1/2017 RE Investment The account has no assets in it No No Joanne Jensen 81934 00000496055 Aquiline Capital Partners III GP (Offshore) Ltd. Andrew Gallivan 2/1/2017 The client is a hedge fund. The client holds $3MM in secured lending and $64K in a money market account here at DB. No No Joanne Jensen 81708 00000494253 Aquiline Financial Services Fund III LP Andrew Gallivan 1/25/2017 This client is a private equity fund of one of our largest clients. The fund currently has a secured credit facility of $93MM and $208K on deposit with DB. No No Joanne Jensen 81818 00000412442 Aquiline Holdings LLC Andrew Gallivan 1/30/2017 Aquiline maintains its strategy ofa private equity investments focusing on financial and insurance industry buyouts. Aquiline maintains its strategy of a private equity investments focusing on financial and insurance industry buyouts. No No Joanne Jensen 81723 00000411484 Aquiline Holdings LP Andrew Gallivan 1/25/2017 Aquiline maintains its strategy of a private equity investments focusing on financial and insurance industry buyouts Aquiline maintains its strategy of a private equity investments focusing on financial and insurance industry buyouts No No Joanne Jensen CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0086155 SDNY_GM_00232339 EFTA01385126