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sd-10-EFTA01385157Dept. of JusticeOther

EFTA Document EFTA01385157

From: Stewart Oldfield [oetatalellideltedble Sent: 10/18/2016 1:49:05 PM To: Darlene Zonal ligml. Subject: RE: IC) Classification: Confidential thanks From: Darlene Zong Sent: Tuesday, October 18, 2016 11:43 AM To: Richard Kahn Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential The Haze Trust sold $3mm face BAC 8.125 preferred )@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To

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Dept. of Justice
Reference
sd-10-EFTA01385157
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From: Stewart Oldfield [oetatalellideltedble Sent: 10/18/2016 1:49:05 PM To: Darlene Zonal ligml. Subject: RE: IC) Classification: Confidential thanks From: Darlene Zong Sent: Tuesday, October 18, 2016 11:43 AM To: Richard Kahn Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential The Haze Trust sold $3mm face BAC 8.125 preferred )@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Stewart Oldfield [oetatalellideltedble Sent: 10/18/2016 1:49:05 PM To: Darlene Zonal ligml. Subject: RE: IC) Classification: Confidential thanks From: Darlene Zong Sent: Tuesday, October 18, 2016 11:43 AM To: Richard Kahn Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential The Haze Trust sold $3mm face BAC 8.125 preferred )@ 102.875, ytc 6.1668%. Orders complete. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 10:42 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential Just about to give you an update — Southern Financial LLC sold $3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% Nothing on BAC pfd yet, still working at 102.75 ob From: Richard Kahn [ Sent: Tuesday, October 18, 2016 10:33 AM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] C3 please refresh on any partial fills and current bid asks i see FIR trading 107+ thank you Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor Nev, York, NY 10022 tel fa. ce CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0086256 CONFIDENTIAL SDNY_GM_00232440 EFTA01385157

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