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sd-10-EFTA01387246Dept. of JusticeOther

EFTA Document EFTA01387246

From: Paul Barrett Sent: 9/12/2018 2:59:15 PM To: Stewart 0ldfield I Subject: RE: Kevin great Paul Barrett Alpha Group capital LLC 142 w 57th Street, 11th Floor, New York, NY 10019 (c) original Message From: Stewart Oldfield Sent: Wednesday, Se tember 12, 2018 2:S1 PM To: Paul Barrett .c Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Manag

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From: Paul Barrett Sent: 9/12/2018 2:59:15 PM To: Stewart 0ldfield I Subject: RE: Kevin great Paul Barrett Alpha Group capital LLC 142 w 57th Street, 11th Floor, New York, NY 10019 (c) original Message From: Stewart Oldfield Sent: Wednesday, Se tember 12, 2018 2:S1 PM To: Paul Barrett .c Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Manag

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From: Paul Barrett Sent: 9/12/2018 2:59:15 PM To: Stewart 0ldfield I Subject: RE: Kevin great Paul Barrett Alpha Group capital LLC 142 w 57th Street, 11th Floor, New York, NY 10019 (c) original Message From: Stewart Oldfield Sent: Wednesday, Se tember 12, 2018 2:S1 PM To: Paul Barrett .c Subject: Re: Kevin Very good chat. We know a couple of people in common. Thanks again. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Email Securities offered through Deutsche Bank Securities Inc. > On Sep 11, 2018, at 11:47 AM, Stewart Oldfield > wrote: > • Just landed in Vegas and I'm seeing him tonight. Thanks again. If there's anything specific I need to know, happy to chat any time. Otherwise, will let you know how it goes after. No word from Melissa? I'm here until lunchtime Thursday. see you soon. > • Stewart oldfield, CFA, CAIA > Director > • Deutsche Bank Trust Company Americas > Deutsche Bank Wealth Management > 345 Park Avenue, New York, NY 10154 > Tel. > Mobile > Email > • Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089460 CONFIDENTIAL SDNY_GM_00235644 EFTA01387246

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URLhttps://db.com/disclosures

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Subject: Re: Did you hear back from Melissa Austad? From: Stewart Oldfield e > Date: Sun, 09 Sep 2018 20:37:44 -0400 To: Paul Barrett e > Thanks. Stewart Oldfield, CFA, CAIA Director Deutsche Deutsche 345 Park Tel. Mobile Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. On Sep 9, 2018, at 7:24 PM, Paul Barrett wrote: Not yet. Paul Barrett Alpha Group Capital LLC 142 W 57th Street, 11

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From: Stewart Oldfield Sent: 9/12/2018 2:50:39 PM To: Paul Barrett Subject: Re: Kevin very good chat. we know a couple of people in common. Thanks again. Stewart oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth management New York, NY 10154 Te . mobile Email Securities offered through Deutsche Bank Securities Inc. > On Sep 11, 2018, at 11:47 AM, Stewart Oldfield > wrote: > • mist landed in Vegas and I'm seeing him tonight. Thanks again.

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Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

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Subject: Re: discretionar ortfolio mgmt [I] From: Andrew King Date: Fri, 27 Oct 2017 13:00:24 -0400 To: Stewart Oldfield Cc: Nathaniel Morga William-M Finn Copying Nate and Bill On Oct 27, 2017, at 12:59 PM, Andrew King wrote: Hawkes Bay is not ready for distribution. We could send him Alkeon now. I've copied Nate and Bill who can submit the AIS request. Sent from my iPhone On Oct 27, 2017, at 9:52 AM, Stewart Oldfield c > wrote: > Did you ever send him our healthcare and tech man

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