EFTA Document EFTA01387411

From: Vijay-ASm t ] Sent: 9/5/2018 9:34:21 AM To: Stewart Oldfield CC: Richard larossi Mayur Rathod I I; Bradley Gillin Subject: RE: 2018 Periodic Review of Hi h Risked Accounts Butterfly Trust ( ) and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I) Attachments: Re_ 2018 Periodic Review of accts Mort, Inc ( ) and Gratitude ... (31.2 KB).msg Importance: High Many thanks Stewart!! Just wanted to remind you that KYC Casett01977700 also requires your review and submission to AML as per attached email. This case has 2 other accounts, so we will have 5 high risked accounts submitted today. 0.) Kind Regards, Vijay Sawant KYC Case Representative Deutsche CUB Centre Private Limited - Deutsche Bank Group Wealth Management BI, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East. Mumbai - 400063, India Tel. Mobile From: Stewart Oldfield Sent: Wednesday, September OS. 2018 6:45 PM To: Vijay-A Sawant < Cc: Richard larossi < Mayur Rathod < >; Bradley Gillin Subject: Re: 2018 Periodic Review of High Risked Accounts Butterfly Trust ) and Neptune, LLC under the SOUTHERN FINANCIAL RELATIONSHIP [I] Thanks. Will submit this afternoon. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. Mobile Securities offered through Deutsche Bank Securities Inc. On Sep 5, 2018, at 9:05 AM, Vijay-A Sawant cz > wrote: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089969 CONFIDENTIAL SDNY_GM_00236153 EFTA01387411