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sd-10-EFTA01387428Dept. of JusticeOther

EFTA Document EFTA01387428

From: Xavier Avila Sent: 3/29/2018 2:29:49 PM To: Stewart Oldfield Subject: RE: Names I had no answer overnight from the equities guys, but I am going downtown today and I will get working on this... We also need to extend the GM account to Equity Derivs, working on it... We are moving on with the KYC so hopefully adoptions are finished soon... Enjoy the week, we'll cc you in emails if any update or anything to worry.... From: Stewart Oldfield Sent: Thursday, March 29, 2018 2:15 PM

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sd-10-EFTA01387428
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From: Xavier Avila Sent: 3/29/2018 2:29:49 PM To: Stewart Oldfield Subject: RE: Names I had no answer overnight from the equities guys, but I am going downtown today and I will get working on this... We also need to extend the GM account to Equity Derivs, working on it... We are moving on with the KYC so hopefully adoptions are finished soon... Enjoy the week, we'll cc you in emails if any update or anything to worry.... From: Stewart Oldfield Sent: Thursday, March 29, 2018 2:15 PM

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From: Xavier Avila Sent: 3/29/2018 2:29:49 PM To: Stewart Oldfield Subject: RE: Names I had no answer overnight from the equities guys, but I am going downtown today and I will get working on this... We also need to extend the GM account to Equity Derivs, working on it... We are moving on with the KYC so hopefully adoptions are finished soon... Enjoy the week, we'll cc you in emails if any update or anything to worry.... From: Stewart Oldfield Sent: Thursday, March 29, 2018 2:15 PM To: Xavier Avila < Subject: FW: Names I'm out tmw and next week, but happy to chat via email or phone if you want to discuss this in any more detail. I think for now, you just pick a few low correlation pairs and show a couple of structural variations (tenor, strike, KI) Hopefully by the time he sees something he likes, we will be set up to trade again. I think the CDS trade is still his top priority though From: Paul Barrett (mailto Sent: Wednesday, March 28, 2018 12:30 PM To: Stewart Oldfield < Subject: Names Paul Barrett Alpha Group Capital LLC a ALPHA GROUP CAPITAL >; Xavier Avila < I>; Martin Zeman New York, NY 10019 (c) CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090007 CONFIDENTIAL SDNY_GM_00236191 EFTA01387428

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