EFTA Document EFTA01387449

SFLLC Haze WECHAI POWER CO LID-1- ANHUI CONCH CEMENTCO CHNA COI•ILIUNCAT1ONS I ZHUZHOU CRRC INES ELf NINE DRAGONS PAPER HO BANK OF CHNA LTD-H ZrE CORP-H LONKNG HOLDNGS LID CON:1"ANS ELECRC OOF HSBC HOLDINGS PLC fiAlrESCO CORP ALA GROUP LTC CHNA LFE NSURANCE CC PNG AN NS URANCE GROt CHNA PACFC INSURANCE Paul Barrett Alpha Group Capital LLC a 1 ALPHA IGROUP ICAP TAL 228.000 5 2338 HK 52,500 S 914 HK 224,000 5 1800 HK 43.400 S 3398 HK 144.000 S 2689 HK 512.000 5 3988 HK 70.600 S 763 hitt 110.000 5 3339 14K 150.200 5 1072 HK 24,800 S S HK 6.300 5 6268 JT 59.000 S 1299 HK 151.000 5 2528 MK 40.500 5 2313 HK 95.400 5 25011% New York, NY 10019 (c) This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0090098 CONFIDENTIAL SDNY_GM_00236282 EFTA01387449