EFTA Document EFTA01388786

<image001.gif> Vijay Sawant KYC Case Representative Deutsche cis Centre Private Limited - Deutsche Bank Group Wealth Management gl, DS Centre Mumbal, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbal - 400063, India Tel. Mo vigy From: Vijay-A Sawant Sent: Tuesday, July 31, 2018 6:31 PM To: Bradley Gilhn <[email protected]>; Stewart Oldfield <[email protected]> Cc: Mayur Rathod <[email protected]> Subject: 2018 Periodic Review of High Risked Account Butterfly Trust (GCISI. and Neptune, LLC (GCISa) under the SOUTHERN FINANCIAL RELATIONSHIP Importance: High Hello Brad/Stewart, This review relates to above high risked three accounts due for remediation 08/31/2018. Upon review of the dots available in the repositories, we have completed the attached checklist, main RP's also listed below for reference — Acct Holder — Butterfly Trust Grantor — Jeffrey Epstein Trustees — Har Seller & Erika Kellerhals UBO's— Darren Indyke, Karyna Shuliak, Richard Kahn, & Following are list of required items — • Confirm whether material changes to account or not & RP's identified above are correct? • Volcker Questionnaire completed reflects this trust as a "Family Trust" but this seems inaccurate. All UBO's have different surnames and some even different nationalities. Please advise if ok to accept? I have attached the questionnaire in this email for reference. • Depending on the response to above bullet point, we might require CDD form if this trust is deemed to be Corporate trust. Acct Holder — Neptune LLC Sole Member & Shareholder — Jeffrey Epstein Manager — Richard Kahn Authorized Signers — Harry Beller & Darren Indyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0092539 CONFIDENTIAL SDNY_GM_00238723 EFTA01388786