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sd-10-EFTA01389090Dept. of JusticeOther

EFTA Document EFTA01389090

Please note that DB is not acting as your advisor or fiduciary in swap transactions, so you should consult your own legal and other advisors and representatives about your status as a US person and/or the advisability of entering into the Swap Trading Addendum. Any client that is a natural person should insert his or her own name where prompted to provide the "Legal Maine of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory• Signatur

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Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01389090
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0
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Summary

Please note that DB is not acting as your advisor or fiduciary in swap transactions, so you should consult your own legal and other advisors and representatives about your status as a US person and/or the advisability of entering into the Swap Trading Addendum. Any client that is a natural person should insert his or her own name where prompted to provide the "Legal Maine of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory• Signatur

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Please note that DB is not acting as your advisor or fiduciary in swap transactions, so you should consult your own legal and other advisors and representatives about your status as a US person and/or the advisability of entering into the Swap Trading Addendum. Any client that is a natural person should insert his or her own name where prompted to provide the "Legal Maine of Client Swap Vehicle" and insert his or her own signature when prompted to provide the "Authorized Signatory• Signature." Furthermore, a CFTC Interim Compliant Identifier (or "CICI" number) is not required for a natural person. Please complete (or procure the completion of) the relevant sections of the Swaps Protocol as soon as possible (and, in any event, prior to the next time that you may wish to enter into a swap with DB) and return the relevant sections (or procure their return) to DB in any of the following ways: By express or registered mail (or other trackable method) to the following address: 345 Park Avenue 25th Floor MS: NYC20-2564 New York, NY 10154 Ann: Mary Davitt By email to: Failure to complete and return the relevant sections of the Swaps Protocol in a timely fashion could prevent you from entering into additional swaps with DB. Certain key terms used in this Swaps Protocol are defined in the appended Glossary. Please be aware that certain responses may require DB to obtain additional information from you in connection with discharging DB's counterparty conduct of business obligations. Please contact your DB client-facing professional with any questions about the Swaps Protocol. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0093358 CONFIDENTIAL SDNY GM_00239642 EFTA01389090

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