EFTA Document EFTA01390399

9Y SIGNING BELOW CLIENT ACKNOWLEDGES THAT: (1) CLIENT NAS RECEIVED, READ AND AGREES TO THE TERMS AND oomornoNs Of THIS ACCOUNT AGREEMENT, INCLUDING THE APPENDIX WHICH CONTAINS IMPORTANT INFORMATION: AND (2) THE INFORMATION CONTAINED IN THIS ACCOUNT APPLICATION IS ACCURATE. CLIENT ACKNOWLEDGES THAT THIS ACCOUNT AGREEMENT CONTAINS A PRE-DISPUTE ARBITRATION CLAUSE AT SECTION II. PAGE 5, AND CLIENT AGREES WIT TERMS (ALL ACCOUNT AGREEMENT SIGNATORIES MUST INITIAL/ 4STK.INERF: THE INTERNAL REVENUE SERVICE DOES NOT REQUIRE CUENT'S CONSENT TO ANY PROVISION OF THIS DOCUMENT OTHER THAN THE CERTIFICATION REQUIRED 10 AVM) BACKUP WITHHOLDING, AND. IF APPLICABLE. THE CERTIFICATION REQUIRED TO ESTABLISH CLIENT'S STATUS AS A NON.U.S. PERSON AND OBTAIN A REDUCED RATE OF WITHHOLDING Important Intormabon lot ERIS* employee benefit plan ciente. U.S. Departmerit of Labor regulations require OBSI to disclose toeing:sensible plan fiduciary certain Ildonnatnn Internet:Bon with the stances that OBSI provides to a plan. Ira NSW the Nepal in evaluating the reasonableness ol DBSI's SOIVIC4S and related compensation The testiosure u avallable et eine, at http lew yew pwrn.db.cordamericastentaise disdosuriumeMml. By signing below. you acknowledge that you area fiduciary responsible for the procurement of 0051's services to the plan, you have read the disclosure and you understand the disclosure. IncINIduel or koiut account PE THIS IS A JOINT ACCOUNT, ALL ACCOUNT OWNERS MUST SIGN): CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Client acknowledges having sole responsbility to futile any tax obligations and any other regulatory reporting Satin applicable In any relevant lurisdiabns that may seise h connection with Mat inC0010 01 III fISOCtiOni In Cfron't account/4 and business relatIonalp with DOSI. CHECK A BOX BELOW ONLY IF CLIENTS DO NOT WANT JOINT TENANTS WITH RIGHTS OF SURVIVORSHIP OR TENANTS BY THE ENTIRETIES. CLIENTS SPECIFY INSTEAD: Tenant, It common; or o Coma* Pr a sit 00 plot in cerM SPOON retains 50% interest et the conimurdy properly upon death of the lest spouse). SNriartire Print Noma SSN/EIN Signature Date him Name SSWEIN Dote I .17. Signature Dale Print Nerve ••••••••111.MMAI SSWEIN Corporation partnership, trust or other entity: CONFIRMATION OF TAX AND COMPLIANCE RESPONSIBILITIES Mont acknowledges having sole responsibility to fulfill any tax obligaooro and any other regulatory reporting doves asphalt to in any relevant jurisdiaicms that may arise in connection with assets, Income or transactions In Client's aCCourlIs) and business relationship with DEISI. Furthermore. Client confirms that the necessary Intonnatton Ito the best ol Client's knowledge and capabilities) a made available no less than annually to the relevant beneficis owned.). frenUolis). benafidarylits). parnwW. ac. TO enable Such personis) to %VII any teSpoctwe Lot obligations that may arise for such gems/is/In connection vehh Clint's tininess relationship with OBS. Name of Entity Southern Francini LLC Signature of Mika, Penner. Tanta Authonzwl Jenny Epstein Print NamerThie Employer I D No Dit.3-ac'-C3 Signature of Oh icor, Partner. Trustee. Author/0d Patty Date Print Name/fide Signalum of °Mks. Penner. Truster,. Authorized Perry Data Prat Named-ale 7 13-AWM 0190 012145 032813 CONFIDENTIAL - PURSUANT TO FED. R. CR M P. 6(e) DB-SDNY-0094898 CONFIDENTIAL SIDNY_GM_00241082 EFTA01390399