EFTA Document EFTA01391890

GLDUS1 42 'rens:des Asset Mgmt SOF & SOF D Overall transaction summary as of September 30, 2017 Invested capital: Funded caper& Initial Gross Project name Sourcing Soler type Deal type Funds Companies' (USSII) (USSIM CbStig , muthple Portfobo derail 1- Leonardo Proprietary Financial Institution Fund Secondary 96 609 205 3 166.0 01 07 2.04 US / Europe - dreerschod 2- Sprint Syndication Public to private Single Asset Deal 1 1 36.0 36.1 03 07 3.09 Europe - buyout 3- Constellation Syndication All Funds GP-red Secondary 34 16.5 16.7 03 07 094 US / Europe - growth equity 4- Cram Syndication Financial Institution GP4ed Secondary 22 19.4 21.6 04 07 1.7x Europe - special situation 5. Freedom Syndicalion Pension GP-led Secondary 1 3 15.0 12.1 02 08 0.3x US - mid-market buyout 6- Pigeon Limited Process Alternative Funds Fund Secondary 1 20 22.8 24.7 04 08 1.3x US - mid-market buyout 7- Hoover I` Proprietary NNW/Family Crete Fund Secondary 2 104 0.4 04 04 08 1 94 US / AS41-- drrersified 8- Ho-oval( Proprietary Financial Institution Fund Secondary 1 4 0.1 0.3 01 09 8.8x US - mezzanine 9- Amadeus I Limited Process Endowment Fund Secondary 1 11 16.1 16.2 01 09 2.44 Europe - buyout 10- Hoover III' Limited Prece&s. Financial Institution Fund Secondary 1 2.7 2.6 02 09 0.84 Europe - mid-market buyout 11- Alnadeusll Limited Process Alternalive Funds Fund Secondary 1 1 5.4 5.5 02 09 334 Europe - buyout 12- Hoover IV Limited Process Alternative Funds Fund Secondary 1 a 3.3 2.6 02 09 2.2x Europe - mid-market buyout 13- Hoover V1 Limited Process Financial Instaulion Fund Secondary 1 14 3.4 3.5 04 09 1.74 US -- mezzanine 14/21- Bach Proprietary Multiple GP4ed Secondary 1 7 39.0 32.3 04 09 2.0x Europe - venture capital 15- Hoover VI' Linseed Process AU1emarive Funds Fund Secondary 2 22 4.8 5.8 01 10 1.74 US / Europe - md-market buyout 16- Hoover vie Proprietary NNW/Family office Fund Secondary 4 78 2.9 2.8 02 10 3.44 US - mid-market buyout 17- Hoover VIII` Proprietary NNW/Family Mice Fund Secondary 1 196 0.5 05 03 10 2.8x US - mid-market buyout 18- DEAArici Proprietary Financial Institution Fund Secondary 28 193 103.3 53.7 03 10 3.04 US / Europe - diversified 19- Imperial Proprietary Financial Institution Fund Secondary 2 152 51.1 294 04 10 1 94 US / Europe - mezzanne 20- Hoover IX. Proprietary FINW/Famity office Fund Secondary 7 294 0.8 0.7 04 10 2.64 US Europe - diversified SOF Sub Total 154 1.774 548.13 433.3 2.1x DaVinci Proprietary Financial Institution Fund Secondary 28 193 138.1 67.2 03 10 3.04 US! Europe - diversified SOF ;Ind SOF 0 Total 154 1.774 686 9 580 5 / Kluinbei of contr.,: are been enimate (2) Invested Capital is the Transaction Size and is detuailzed a6 puiLllette price pIt.n unfunded ottligatiom Fowled capital is the amount funded ei each Transaction. The Net Muthpie (TVPt) for SOF and SOF Dls 1.8x and 2.3x respectively Comenect Iran Erik to UST using a rate of 1.1821 rt.4) The performance figures are based on unaudited fair values and shouldbe read and reviewed at conjunction with the "Important Information" and -Ire tar Performance Intormatson- sections. Gross returns are gross of lees, recoinnws and awned Mterest, which are not charred at tlw lir:enema level so pedormance is not e;4pectrel to In dtpresteitatew ol irezettlMer8 tettlr8x to kwrketut S. Int:860.4S 6.110uki consult withtheir mil ativiShiS 8010 the appropriate `:actors to be considered in evaluating this infermation. Past performance s not a pediMion of future performance, but 0 a iftlusei d to demonstrate the trac record of the Clara-tower SOF Team and. there can be no assurance that SOF IV will achieve comparable results or tint any target results will be achieved. (43 Hoover trotHactiorrs represent the inveStrne-nt4 made by SOF via a S$*C3t purpose vehicle i'SFV) attracting ciddkional ato.muntire4 and administrative eixperises The actual performance for the SP.( may be lower than the performance of the individual uwestments because cd the additional amounting and edMirostr atiskt expenses. The aggregate net multiple of this SPV, Including the fees and expenses is 1.9x Glendower Capital STRICTLY CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0096986 SDNY_GM_00243170 EFTA01391890