Skip to main content
Skip to content
Case File
sd-10-EFTA01391966Dept. of JusticeOther

EFTA Document EFTA01391966

GLOUSI44 Glenn Warren Proprietary and Confidential General Partner Indemnitee Initial Agreement Initial Closing Date Initial Drawdown Date Initial Limited Partner Investment Company Act Investment Manager Investment Subsidiary Limited Partners Act or Section 13 or 16 of the Securities Exchange Act of 1934, as amended), and (b) Such securities arc either listed on a national securities exchange or market quotations arc readily available for such security. If only a portion of

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01391966
Pages
1
Persons
0
Integrity
Loading PDF viewer...

Summary

GLOUSI44 Glenn Warren Proprietary and Confidential General Partner Indemnitee Initial Agreement Initial Closing Date Initial Drawdown Date Initial Limited Partner Investment Company Act Investment Manager Investment Subsidiary Limited Partners Act or Section 13 or 16 of the Securities Exchange Act of 1934, as amended), and (b) Such securities arc either listed on a national securities exchange or market quotations arc readily available for such security. If only a portion of

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
GLOUSI44 Glenn Warren Proprietary and Confidential General Partner Indemnitee Initial Agreement Initial Closing Date Initial Drawdown Date Initial Limited Partner Investment Company Act Investment Manager Investment Subsidiary Limited Partners Act or Section 13 or 16 of the Securities Exchange Act of 1934, as amended), and (b) Such securities arc either listed on a national securities exchange or market quotations arc readily available for such security. If only a portion of the Partnership's holdings of securities satisfies the requirements of the preceding sentence, that portion of the Partnership's holdings of such securities shall constitute Freely Tradable Securities. In addition to the foregoing. in the case of a distribution or proposed distribution of securities in kind, such securities shall also constitute Freely Tradable Securities if the entire portion of the distribution made to the Limited Partners can be immediately sold by them under the terms provided for in clause (a) of this definition and the condition provided for in clause (b) of this definition is satisfied, assuming for purposes of this sentence that no Limited Partner is or has been an Affiliate of the issuer of such securities and without regard to any restrictions on sale applicable to particular Limited Partners because of the particular nature or status of such Limited Partners. Notwithstanding the foregoing, the General Partner may subject such Freely Tradable Securities to such conditions and restrictions as the General Partner determines arc necessary or appropriate to preserve the value of such Freely Tradable Securities or for legal reasons. Initially, the entity named as General Partner in the introductory paragraph of this Agreement, and any successor General Partner. As set forth in 12.2.1. As set forth in the introductory paragraph to this Agreement. As set forth in 3.3.1(a). As set forth in 6.1.2. Michael Stanton The Investment Company Act of 1940, as from time to time amended and in effect. Means iCapital Advisors, LLC, a Delaware limited liability company, or a successor management company appointed by the Partnership in accordance with the terms of this Agreement and the Management Agreement. As set forth in 3.5(f). Those Persons listed in the List of Partners as limited partners, together with any additional or substituted limited partners admitted to the Partnership after the date hereof. Glendower Access Secondary Opportunities IV (U.S.), L.P. 1-4 Amended and Restated LimikAlPartntrchip Agreement CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL SDNY_GM_00243289 DB-SDNY-0097105 EFTA01391966

Related Documents (6)

Dept. of JusticeAug 22, 2017

11 MAY 25-MAY 27 901_Redacted.pdf

Kristen M. Simkins From: Irons, Janet Sent: Wednesday, May 25, 2016 11-29 AM To: Richard C. Smith Cc: Jeffrey T. We Subject: Meeting with Prison Society tomorrow Hello Warden Smith, I'm writing in preparation for our meeting with you and Director Hite tomorrow at 9:30 to talk about the Law Library. We have been in touch with Kim Kelmor, Assistant Director ofthe Law Library at Penn State, who has experience with prison libraries. She has helpfully provided us with some questions and guida

186p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01443323

GLDUS144 Glenn Warren 1 Disclosure Statement Deutsche Bank Securities Inc. (the "Solicitation Agent"), Glendower Access Secondary Opportunities IV GP LLC ("Glendower") and iCapital Advisors, LLC ("iCapital") have entered into an agreement pursuant to which the Solicitation Agent has agreed to consider the Solicitation Agent's clients and prospective clients for whom an investment in Glendower Access Secondary Opportunities IV (U.S.), L.P. (the "Onshore Fund") and Glendower Access Seco

78p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01481462

TABLE OF CONTENTS COMPANY SEARCH Page 2 PUBLICATIONS Pages 3-6 OFAC Pages 7-25 EFTA01481462 COMPANY SEARCH K THIS IS NOT A STATEMENT OF GOOD STANDING t HYPERLINK "https://sos-res.state.de.us/tin/FieldDesc.jsp" \l "FILE NUMBER" \t "none" UFile Number:U 4251036 B HYPERLINK "https://sos- res.state.de.us/tin/FieldDesc.jsp" \l "INCORPORATION DATE OR FORMATION DATE" \t "none" RIncorporation Date / Formation Date:2 11/14/2006A(mm/dd/yyyy) U HYPERLINK "https://sos-res.state.de.us/tin/Fie

111p
Dept. of JusticeAug 22, 2017

15 July 7 2016 - July 17 2016 working progress_Redacted.pdf

Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

1196p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01392106

GL0USI 44 Glenn Warren Section 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV. LP U.S. Commodity Exchange Act of 1936 Each of the Manager and the General Partner is exempt from registration with the U.S. Commodity Futures Trading Commission (the "CFTC) and is not registered with the CFTC as a commodity pool operator ("CPO"), pursuant to an exemption under CFTC Regulation Section 4.13(a)(3) for pools (a) whose interests are exempt from regis

1p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01392003

GLOUS144 Glenn Warren where the Access Fund has a significant ownership interest (generally 80% or mom) in such portfolio company, there is a potential risk that the Access Fund and any portfolio company could be subject to controlled group liability under ERISA. These liabilities generally include funding obligations to single- employer pension plans and withdrawal liability from union-sponsored multiemployer pension plans. In July 2013, the U.S. Federal Court of Appeals for the First Circu

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.