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sd-10-EFTA01392040Dept. of JusticeOther

EFTA Document EFTA01392040

GLDUS144 Glenn Warren Glendower Capital Secondary Opportunities Fund IV. LP PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT. POTENTIAL INVESTORS SHOULD ALSO BE AWARE THAT CERTAIN AFFILIATES OR EMPLOYEES OF CREDIT SUISSE MIGHT INVEST IN THE FUND ON THEIR OWN BEHA

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Dept. of Justice
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sd-10-EFTA01392040
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Summary

GLDUS144 Glenn Warren Glendower Capital Secondary Opportunities Fund IV. LP PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT. POTENTIAL INVESTORS SHOULD ALSO BE AWARE THAT CERTAIN AFFILIATES OR EMPLOYEES OF CREDIT SUISSE MIGHT INVEST IN THE FUND ON THEIR OWN BEHA

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
GLDUS144 Glenn Warren Glendower Capital Secondary Opportunities Fund IV. LP PARTICIPATION AS PLACEMENT AGENT FOR THE INTERESTS MAY BE INFLUENCED BY ITS INTEREST IN SUCH CURRENT OR FUTURE FEES AND COMMISSIONS, INCLUDING DIFFERENTIALS IN THE PLACEMENT FEES THAT ARE OFFERED BY OTHER THIRD PARTY FUND SPONSORS FOR WHICH CREDIT SUISSE ACTS AS PLACEMENT AGENT. POTENTIAL INVESTORS SHOULD ALSO BE AWARE THAT CERTAIN AFFILIATES OR EMPLOYEES OF CREDIT SUISSE MIGHT INVEST IN THE FUND ON THEIR OWN BEHALF AND/OR ON BEHALF OF THEIR CLIENTS. POTENTIAL INVESTORS SHOULD CONSIDER THESE POTENTIAL CONFLICTS IN MAKING THEIR INVESTMENT DECISIONS. BY INVESTING IN THE FUND, EACH RECIPIENT CONSENTS TO THESE POTENTIAL CONFLICTS AND ACKNOWLEDGE THAT THESE POTENTIAL CONFLICTS ARE NOT MATERIAL TO SUCH RECIPIENT'S DECISION TO PROVIDE SUCH CONSENT. CREDIT SUISSE DOES NOT PROVIDE ANY TAX ADVICE. ANY TAX STATEMENT HEREIN REGARDING ANY U.S. FEDERAL TAX IS NOT INTENDED OR WRITTEN TO BE USED, AND CANNOT BE USED. BY ANY TAXPAYER FOR THE PURPOSE OF AVOIDING ANY PENALTIES. ANY SUCH STATEMENT HEREIN WAS WRITTEN TO SUPPORT THE MARKETING OR PROMOTION OF THE TRANSACTION(S) OR MATTER(S) TO WHICH THE STATEMENT RELATES. EACH TAXPAYER SHOULD SEEK ADVICE BASED ON THE TAXPAYER'S PARTICULAR CIRCUMSTANCES FROM AN INDEPENDENT TAX ADVISOR. NOTICE TO NEW HAMPSHIRE RESIDENTS NEITHER THE FACT THAT A REGISTRATION STATEMENT OR AN APPLICATION FOR A LICENSE HAS BEEN FILED UNDER CHAPTER 421-B OF THE NEW HAMPSHIRE REVISED STATUTES ANNOTATED WITH THE STATE OF NEW HAMPSHIRE NOR THE FACT THAT A SECURITY IS EFFECTIVELY REGISTERED OR A PERSON IS LICENSED IN THE STATE OF NEW HAMPSHIRE CONSTITUTES A FINDING BY THE SECRETARY OF STATE THAT ANY DOCUMENT FILED UNDER RSA 421-B IS TRUE. COMPLETE AND NOT MISLEADING. NEITHER ANY SUCH FACT NOR THE FACT THAT AN EXEMPTION OR EXCEPTION IS AVAILABLE FOR A SECURITY OR A TRANSACTION MEANS THAT THE SECRETARY OF STATE HAS PASSED IN ANY WAY UPON THE MERITS OR QUALIFICATIONS OF, OR RECOMMENDED OR GIVEN APPROVAL TO, ANY PERSON. SECURITY. OR TRANSACTION. IT IS UNLAWFUL TO MAKE, OR CAUSE TO BE MADE, TO ANY PROSPECTIVE PURCHASER. CUSTOMER, OR CLIENT ANY REPRESENTATION INCONSISTENT WITH THE PROVISIONS OF THIS PARAGRAPH. NOTICE TO FLORIDA PURCHASERS PURCHASERS OF SECURITIES THAT ARE EXEMPTED FROM REGISTRATION BY SECTION 517.061(11) OF THE FLORIDA SECURITIES AND INVESTOR PROTECTION ACT HAVE THE RIGHT TO VOID THEIR PURCHASE WITHIN THREE (3) DAYS AFTER THE FIRST TENDER OF CONSIDERATION UNLESS SALES ARE MADE TO FEWER THAN FIVE (5) PURCHASERS IN FLORIDA. 'DOLLARS' AND'S' REFER IN ALL CASES TO UNITED STATES DOLLARS. MARCH 2018 Confidential Private Placement Memorandum Page v CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097186 CONFIDENTIAL SDNY_GM_00243370 EFTA01392040

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