EFTA Document EFTA01392669

Accou Title and Joi t Application Information e w LL C Name or taunt Title Oast ne. Sociallecun team er or axpayer um /v0 -O 470th Social Security Number or Taxpayer ID Number Address 0002.- 5.7-- V*" j-40 _Nattoallcable City, Date of Binh Date of Binh Joint Applicant (last name, first name, middle initial) Address City. State and Zip Code Home Telephone Number Business Telephone Number Name of Empoyer Address Not applicable City. State and Zip Code Notice of Customer Identification Policy Name of Employer Address City. State and Zip Code Important Information To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verily, and record information that identifies each person who establishes an account, investment or Whet business relationship with a financial institution. This means that we wiN ask for your name. address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificatb of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing: these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives, authorized signatories. beneficial owners or control structures and to collect requisite documentation to substantiate the information. Also. enhanced anti-money laundering requirements require that should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to lime you may give instructions by telephone, facsimile or email regarding the above captioned accoungs) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be yoo is your own. Absent the gross negligence or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnity and hold hetrotess OBTCA for any claims, losses, expenses, costs or attorneys' foes resulting from DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. Yon understand that OBTCA may. but shall not be roguired to, seek verification of your verbal. facsimile or email instructions by call back. In case of doubt, OBTCA may in its sole discretion refuse to exeeute your Verbal Instructions or any pad thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with OBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as 'elm tenants, and OBTCA may release the entire account to any owner during the lifetime of all owners. OBTCA may honor checks. orders or withorawal requests born any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by. any owner of the account. DBTCA may honor checks. orders or withdrawal reqcests from the survivor(s) al ter the death of any owners) and may treat the account as the sole property of the survivals) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments Or deliveries. 13.AWM.0101 013959 032613 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0097930 CONFIDENTIAL SDNY_GM_00244114 EFTA01392669