EFTA Document EFTA01392684

Ace* Title anboint Application Information L4 mt LI- C.- rit Na of ACCalflt Tale t past b-Ei of Birth at b a or Birth Address t 51" , Mot l eys &Sy/ _NolaDIBICable City, Slate and ip Code Name of Employer Address City, State and 29 Code City. State and Zip Code Notice of Customer Identification Policy Important Information To help the government fight the funding of terrorism and money laundering activities. Federal law requires all financial institutions to obtain, verify, and record information that identifies each person who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address. end other information that will allow us to identify you. We may also ask to see identifying documents such es a certificate of formation or good standing (legal entries) or a passport or other photo identification (individuals). 3rd EU Notice Joint Applicant Best name, first name, middle initial) Name of Employer Not applicable Address Governmental rules have also broadened the scope of the Bank's obligations to aid in the fight against money laundering and terrorist financing; these ruleS call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our customers questions regarding their identities, addresses. source of funds and, if necessary, legal representatives, authorized signatories, beneficial owners ortontrol structures and to collect requisite documentation to substantiate the information. Also, enhanced antimoney laundering requirements require that Should any of the above personal or institutional information change, our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below, you agree that from time to time you may give instructions by telephone, facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person er persons purported to be you is your own. Absent the gross oeglIge ace or willful misconduct of Deusche Bank Trust Company Americas (DBTCA). you agree to indemnify and hold harmless DBTCA for any claims, losses, expenses, costs or attorneys' fees resulting from DBTCA's acting upon such misunderstood and unauthorized Vat bat fnstructinns. You understand that DBTCA may, but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its solo discretion refuse to execute your Verbal Instructions or any part thereof, without incurring any liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer funds or securities to any accoum(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shall become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks. orders or withorawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks. orders or withdrawal requests from the survivor(s) attar the death of any owner(s) and may treat the account as the sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner not to pay or deliver any joint deposit or addition or accrual. DBTCA shall not be liable to any owner for continuing to honor cheeks, orders or withdrawal requests from any owner. After the receipt of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM-0i01 013959.032613 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0097946 CONFIDENTIAL SDNY_GM_00244130 EFTA01392684