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sd-10-EFTA01402027Dept. of JusticeOther

EFTA Document EFTA01402027

Subject: RE: Darren, greetin s. Here is your fill: From: Stewart Oldfield Date: Thu, 14 Sep 2017 11:46:02 -0400 To: Joshua Shoshan Cc: Martin Zeman Liam Osullivan Thank you , sirs From: Joshua Shoshan Sent: Thursday, September 14, 2017 11:41 AM To: Martin Zeman ; Liam Osullivan Cc: Stewart Oldfield ; Vahe Stepanian ; Davide-A Sferrazza Subject: Darren, greetings. Here is your fill: Symbol Side FillQty AvgPx QCOM 11/17/17 C52.5 Sld open 50 1.5168 QCOM 11/17/17 P50 Sld open

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Dept. of Justice
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sd-10-EFTA01402027
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Subject: RE: Darren, greetin s. Here is your fill: From: Stewart Oldfield Date: Thu, 14 Sep 2017 11:46:02 -0400 To: Joshua Shoshan Cc: Martin Zeman Liam Osullivan Thank you , sirs From: Joshua Shoshan Sent: Thursday, September 14, 2017 11:41 AM To: Martin Zeman ; Liam Osullivan Cc: Stewart Oldfield ; Vahe Stepanian ; Davide-A Sferrazza Subject: Darren, greetings. Here is your fill: Symbol Side FillQty AvgPx QCOM 11/17/17 C52.5 Sld open 50 1.5168 QCOM 11/17/17 P50 Sld open

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Subject: RE: Darren, greetin s. Here is your fill: From: Stewart Oldfield Date: Thu, 14 Sep 2017 11:46:02 -0400 To: Joshua Shoshan Cc: Martin Zeman Liam Osullivan Thank you , sirs From: Joshua Shoshan Sent: Thursday, September 14, 2017 11:41 AM To: Martin Zeman ; Liam Osullivan Cc: Stewart Oldfield ; Vahe Stepanian ; Davide-A Sferrazza Subject: Darren, greetings. Here is your fill: Symbol Side FillQty AvgPx QCOM 11/17/17 C52.5 Sld open 50 1.5168 QCOM 11/17/17 P50 Sld open 50 1.5442 ; Tazia Smith EFTA01402027 QCOM Equity Buy 5000 51.075994 Please advised how we can be of further help. Best regards, --Josh {cid:[email protected]} Joshua Shoshan Director I Key Client Partners - US DB Securities Inc Deutsche Bank Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212) 454-4433 Fax +1(646) 808-3499 Mobile Email All trade execution information contained herein is being provided as an accommodation at your request in advance of your receipt of the official trade confirmation(s). Additional trade detail information available upon request. The terms of the trade(s) may be subject to change prior to settlement, and therefore the official trade confirmation(s) and account statements issued by Deutsche Bank shall govern. Deutsche Bank is not responsible for any discrepancy between the informal execution report and the official trade confirmation(s) or account statements. This email may contain confidential and/or privileged information. If you are not the intended recipient (or have received this email in error), please notify the sender immediately and delete the email from your computer. Any unauthorized copying, disclosure or distribution of the material in this email is prohibited. EFTA01402028 KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01402029

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Subject: RE: RIN follow up From: Vahe Stepanian Date: Fri, 20 Apr 2018 14:16:02 -0400 To: Paul Barrett Cc: Stewart Oldfield Martin Zeman No problem, happy to help. The team assumes a 50bps p.a. default rate, and I would point you to page 29 of the book to support this point. Also worth looking at the scenario analysis on pg. 40 — think scenarios 1-7 are particularly relevant because the 50bp issuance costs are in line with RIN I (vs. 2% for a BSL). Thank you, Vahe From: Paul Barrett

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