EFTA Document EFTA01402653

Subject: RE: URGENT- Mort, Inc. Research [I] From: Akshay Davera <[email protected]> Date: Mon, 05 Oct 2015 10:12:08 -0400 To: Jj Litchford <[email protected]>, Anshu Parashar <[email protected]> Cc: PWM BIS-Research <[email protected]> Classification: For internal use only Hi Jj, All the research have been completed and sent back. Kind regards, fcid:[email protected] Akshay Davera Operations Analyst I Transaction Approval Group Business Information Search DBOI Global Services Private Limited Private Wealth Management A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. +212(469)2364 Mobile +91 9799538143 Email [email protected] fcid:[email protected] From: Jj Litchford Sent: Monday, October 05, 2015 7:04 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Importance: High EFTA01402653 Classification: For internal use only Is there any update on this? {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] fcid:[email protected] From: Anshu Parashar Sent: Friday, October 02, 2015 12:40 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Sure !! Thanks & Regards, {cid:[email protected]} EFTA01402654 Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email [email protected] fcid:[email protected] From: Jj Litchford Sent: Friday, October 02, 2015 10:03 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Thank you Anshu, will keep my eye out for it. {cid:[email protected]} JJ Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] fcid:[email protected] EFTA01402655 From: Anshu Parashar Sent: Friday, October 02, 2015 12:09 PM To: Jj Litchford Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: RE: URGENT- Mort, Inc. Research [I] Hi, It takes a day for the PCR result to come. We will send it to you by tomorrow. Thanks & Regards, {cid:[email protected]} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email [email protected] fcid:[email protected] From: Jj Litchford Sent: Friday, October 02, 2015 9:30 PM To: Anshu Parashar Cc: PWM BIS-Research; Akshay Davera; Paul Morris Subject: Re: URGENT- Mort, Inc. Research [I] Thank you for the update. EFTA01402656 We are trying to reopen this account today to meet a closing deadline, is there any way to expedite the PCR investigation? Thanks for your help, 33 On Oct 2, 2015, at 11:37 AM, Anshu Parashar <[email protected]> wrote: Hi, All the researches have been completed, except for Jeffrey Epstein. It's PCR is under investigation, we will send it to you tomorrow. Thanks & Regards, {cid:[email protected]} Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email [email protected] <image004.png> From: Jj Litchford EFTA01402657 Sent: Friday, October 02, 2015 8:51 PM To: Anshu Parashar; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] Classification: For internal use only Hi Anshu-- Do you have an ETA on when this will be done? Thanks, 33 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] <image006.gif> From: Anshu Parashar Sent: Friday, October 02, 2015 9:06 AM To: Jj Litchford; PWM BIS-Research; Akshay Davera Subject: RE: URGENT- Mort, Inc. Research [I] EFTA01402658 Hi Jj, Below cases were duplicate, so we have rejected them. Will we send all the three researches to you ASAP. Thanks & Regards, fcid:[email protected] Anshu Parashar DBOI Global Services Private Limited PWM US Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Email [email protected] <image004.png> From: Jj Litchford Sent: Friday, October 02, 2015 3:35 AM To: PWM BIS-Research Subject: URGENT- Mort, Inc. Research [I] Importance: High Classification: For internal use only Hi-- The following cases on the process portal have been rejected: 10348083, 082, 081 immediately after they were submitted. These are urgently needed for a KYC that is already in "rush" status. I believe this likely happened in error, and AML/ Compliance has already said we need the research. Please look into this and revert back immediately. Thanks, 33 EFTA01402659 {cid:[email protected]} 33 Litchford Associate Banker Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management 345 Park Avenue, 24th Floor New York, New York 10154 Tel. +1.212.454.2879 Mobile +1.407.342.5115 Email [email protected] <image006.gif> EFTA01402660