EFTA Document EFTA01403802

Subject: Re: Fw: Your KYC has been rejected From: Amanda Kirby Date: Fri, 13 Dec 2013 09:32:37 -0500 To: Amanda Kirby Cc: Andrea Klingenberg Janice Franklin Paul Morris Classification: Public Apologies. Research attached here (See attached file: Best, Amanda Kirby Research Report.pdf) (Embedded image moved to file: pic16002.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax Emai (Embedded image moved to file: pic29416.gif) From: dbcom Amanda Kirby/db/- To: Janice Franklin/db/dbcom@DBAmericas, Andrea Klingenberg/db/- dbcom@DBAMERICAS, Cc: Paul Morris/db/- dbcom@DBAMERICAS EFTA01403802 Date: AM Subject: rejected 12/13/2013 09:30 Fw: Your KYC has been Classification: Public Good Morning, I just saw that Jacqueline is out of the office today. Can you please help with this KYC issue? Jacqueline rejected one asking for AML clearance for negative information regarding our client but there is no negative information. Not on the research report nor when I Google her name. Below is her research report and the KYC # is . This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Very much appreciate your help Best, Amanda Kirby (Embedded image moved to file: pic28678.gif) Amanda Kirby Associate Deutsche Bank Trust Company Americas 345 Park Avenue, 27th Fl New York, NY, USA, 10154-0004 Tel. Fax + Email (Embedded image moved to file: pic16364.gif) Forwarded by Amanda Kirby/db/dbcom on 12/13/2013 09:27 AM EFTA01403803 From: dbcom Amanda Kirby/db/- To: Jacqueline Lightbody/db/- dbcom@DBAMERICAS, Cc: Paul Morris/db/- dbcom@DBAMERICAS Date: AM Subject: rejected 12/13/2013 09:22 Fw: Your KYC has been Classification: Public Hi Jacqueline, There wasn't any negative information that came back on in relation to Jeffrey Epstein. There wasn't any negative information that came back at all. This is my last day before I leave for my MTA so would like to get this resolved this morning so I can open the account this afternoon. Thank you Best, Amanda Kirby (Embedded image moved to file: pic30697.gif) Amanda Kirby Associate EFTA01403804 Deutsche 345 Park New York Tel. Fax + Email Bank Trust Company Americas Avenue, 27th Fl NY. USA. 10154-0004 (Embedded image moved to file: pic08344.gif) Forwarded by Amanda Kirby/db/dbcom on 12/13/2013 09:21 AM From: Jac ueline Li htbod To: Amanda Kirby/db/- dbcom@DBAMERICAS, Date: PM Subject: rejected 12/12/2013 07:59 Your KYC has been Your KYC has been rejected. Case #: Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1. Has there been a client meeting with Karyna? RESOLVED 2. Please confirm occupation and position at NES, LLC RESOLVED 3. and Karyna's SOW descriptions are not sufficient, please provide more information. Is Karyna's SOW the same as ? Is she a dependent? Please specify. EFTA01403805 RESOLVED Additional Rejection: Please attached AML Clearance for negative information related to connection to the Jeffrey Epstein criminal matter To view the KYC click here https://na4.salesforce.com/5006000000VDvNf EFTA01403806