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sd-10-EFTA01404415Dept. of JusticeOther

EFTA Document EFTA01404415

Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) From: Paul Morris Date: Fri, 20 Feb 2015 15:21:28 -0500 To: Kevin Quinn Cc: Stewart Oldfield 4:; Classification: For Internal Use Only Let's do that Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:18 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC 0,000.00 (I) Classification: For internal use only )

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sd-10-EFTA01404415
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Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) From: Paul Morris Date: Fri, 20 Feb 2015 15:21:28 -0500 To: Kevin Quinn Cc: Stewart Oldfield 4:; Classification: For Internal Use Only Let's do that Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:18 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC 0,000.00 (I) Classification: For internal use only )

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Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) From: Paul Morris Date: Fri, 20 Feb 2015 15:21:28 -0500 To: Kevin Quinn Cc: Stewart Oldfield 4:; Classification: For Internal Use Only Let's do that Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:18 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC 0,000.00 (I) Classification: For internal use only ) for USD 38 A few. In those cases, the Analysts printed, scanned, and sent. The result is a bit sloppy but, we can proceed in the fashion with certain accounts if you'd like. Original Message From: Paul Morris Sent: Friday, February 20, 2015 3:16 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC 0,000.00 (I) ) for USD 38 Classification: For Internal Use Only Ok have any gone out? Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:13 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only We have a queue at the moment because one of the files is having a technical issue when sending / re ceiving unfortunately... Original Message From: Paul Morris Sent: Friday, February 20, 2015 2:59 PM To: Kevin Quinn Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For Internal Use Only Yes I sent over to vahe and daniel, when r we sending out info on extel to clients/prospects? Thx Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 11:04 AM To: CMNY Margin; CRM-PWM Derivatives Cc: Vahe Stepanian; Daniel Sabba; Paul Morris; Amanda Kirby; Tazia Smith Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 38 0,000.00 (I) Classification: For internal use only Kindly add Vahe Stepanian and Daniel Sabba to this DL and confirm. Thank you. Regards, Kevin Original Message From: CMNY Margin EFTA01404415 Sent: Friday, February 20, 2015 1:42 PM To: Paul Morris; Amanda Kirby; Kevin Quinn; Tazia Smith; CRM-PWM Derivatives Subject: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( 0.00 ) for USD 380,00 Please find attached: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC ( ) for USD 380,000.00 This email has been sent by DEUTSCHE BANK AG (157). Please look at the following attachments EFTA01404416

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From: Paul MorriliMIMI Sent: 2/20/2015 3:21:28 PM To: Kevin Quinn CC: Stewart Oldfield Subject: Re: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 380,000.00 11] Classification: For Internal Use Only Let's do that Original Message From: Kevin Quinn Sent: Friday, February 20, 2015 12:18 PM To: Paul Morris Subject: RE: Margin Call from DEUTSCHE BANK AG (157) to SOUTHERN FINANCIAL, LLC for USD 380,000.00 [I] Classification: For internal use only

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r e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 26 Nov 14 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (re' (Email) For questions relating to this statement contact Valuations NY (Tel) (Firm) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) Richard Kahn12 (Email) Tazia Smith (Email) Amanda Kirby (Email) Gedeon Pinedo (Email) Vahe Stepanian (Email) .Paul Morris (Email) Daniel Sabba (Email) Joseph Cothron (Email) 26 Nov 2014 Page 1 Of 2 Fx Rates US

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