), Plan D,
LLC (GCIS#IIIIIE, The Haze Trust (GCIS4IIIIII) & The 2007 Jeffrey E.
Epstein Insurance Trust#3 (GCIS#IIIIII) under the SOUTHERN FINANCIAL
RELATIONSHIP [I]
>
1.11
1>,
Stewart Oldfield
>
Cc: Alka Babu
Hello again,
I have just sent followup on the last of accounts from Southern Financial
Relationship. For your convenience, following are the list of accounts that
are being remediated for 2018 under this relationship. Cdd forms will be
required for all.
Southern Financial LLC
Southern Trust Company, Inc.
J. Epstein Virgin Islands Foundation, Inc
Gratitude America Ltd
Neptune, LLC
NES, LLC
LSJE, LLC
Hyperion Air, LLC
JEGE, Inc
JEGE, LLC
EFTA01415067
Plan D, LLC
Jeepers, Inc
Mort, Inc
Zorro Management, LLC
Butterfly Trust
The 2007 Jeffrey E. Epstein Insurance Trust #3
The Haze Trust
Let me know if any queries, thanks
Kind Regards,
{cid:1
[email protected]}
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobil
EFTA01415068
Stewart Oldfield
Cc: Alka Babu
LLC (GCIS#
), The Haze Trust (GCISMIIIIII) & The 2007 Jeffrey E.
Epstein Insurance Trust#3 (GCIS#IIIIII) under the SOUTHERN FINANCIAL
RELATIONSHIP [I]
Hi Brad,
There are 2 more accounts from the SOUTHERN FINANCIAL RELATIONSHIP that are
pending review for 2018. They are Southern Financial LLC and LSJE LLC. I
will be sending their initial emails later today so review of ALL accounts
under this relationship are complete for 2018. Please note I am not
launching cases until I get confirmation of material changes, so kindly
advise accordingly, thanks.
Kind Regards,
fcid:1
[email protected]
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
B1, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobile +
Stewart Oldfield
EFTA01415069
`
=•
Cc: Alka Babu
LLC (GCIS#IIIIII), The Haze Trust (GCIS#IIIIII) & The 2007 Jeffrey E.
Epstein Insurance Trust#3 (GCIS#IIIIII) under the SOUTHERN FINANCIAL
RELATIONSHIP [I]
Classification: For internal use only
Vijay,
Big thank you. Is this all of the remediation due for the Southern Trust
Relationship or do you see additional KYC's coming up — I would like to go
back to them with one email. Thanks.
Regards,
Brad
; Stewart Oldfield
Cc: Alka Babu <IM
Mt•
Plan D, LLC
(GCIS#
), The Haze Trust (GCIS#IIIIII) & The 2007 Jeffrey E. Epstein
Insurance Trust#3 (GCISa)
under the SOUTHERN FINANCIAL RELATIONSHIP
Hello Brad/Stewart,
This review relates to above high risked accounts which are due for
remediation in Aug & Sept 2018.
Upon review of all docs from the repositories and attachments, we have
EFTA01415070
completed attached checklists for which please see assessment below —
Acct Holder — NES, LLC
Sole Member, Sole Shareholder & Authorized Signatory — Jeffrey E. Epstein
Authorized Signatory - Darren Indyke
Authorized Signatory — Harry Beller
Kindly confirm if there are any material changes in this account?
Please note there is some discrepancy in the Corporate Resolutions available
for this account, attached both docs (titled "Resolution 2014-1" and
"Resolution 2014"). In one of the docs, Harry Beller is missing and included
in the other. Unfortunately, the doc in which he is included does not have
the 1st page and we are unable to link this doc to this entity even though
it was signed on the same date & by
ty. The evidence for this was
also found in the last approved KYCJ
where Mr Batter IS included as
an authorized signatory. Kindly advise if ok to include him in the new case
as well?
Finally Fincen CDD form is required for this account, so kindly forward the
signed doc, when available.
Acct Holder — Plan D, LLC
Sole Member, Sole Shareholder & Authorized Signatory - Jeffrey E. Epstein
Authorized Signatory - Darren Indyke
Authorized Signatory — Harry Beller
Kindly confirm if there are any material changes in this account?
In this account, please note that the latest Corporate Resolution (signed in
2014 & attached in this email) does not reflect Harry Batter, however from
the last approved KYCPrint (from 2017), Harry is included as an authorized
EFTA01415071
signer. Kindly confirm if ok to exclude Harry from the latest case as per
the Corp Resolution from 2014?
Finally Fincen CDD form is required for this account, so kindly forward the
signed doc, when available.
Acct Holder — The Haze Trust
Grantor, Trustee & UBO — Jeffrey E. Epstein
Trustee & Authorized Signer — Darren K. Indyke
Kindly confirm if there are any material changes in this account? If yes,
updated id docs will be required for all RP's in this account since existing
ID's have expired.
Finally Fincen CDD form is required for this account, so kindly forward the
signed doc, when available.
Acct Holder — The 2007 Jeffrey E Epstein Insurance Trust#3
Grantor — Jeffrey E. Epstein
Trustee & Authorized Signatory — Darren Indyke
Trustee & Authorized Signatory — Richard Kahn
UBO —
Kindly confirm if there are any material changes to this account?
EFTA01415072
Please note we do not have any doc for address verifying UBO
address. Could you provide the same, please? Additionally, cou
you provide
a clearer copy o
assport please? Unable to see the DOB on the attached
passport copy of
Finally we require Fincen CDD form required for this account as well.
I look forward to your feedback before launching KYC's for the above
accounts. Let me know if any queries, thanks.
Kind Regards,
{cid:1
[email protected]}
Vijay Sawant
KYC Case Representative
Deutsche CIB Centre Private Limited
Deutsche Bank Group
Wealth Management
Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway
Goregaon East, Mumbai - 400063 , India
Tel.
Mobil
EFTA01415073