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sd-10-EFTA01415339Dept. of JusticeOther

EFTA Document EFTA01415339

Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield e > Date: Fri, 15 Jun 2018 14:48:34 -0400 To: Davide-A Sferrazza Cc: Martin Zeman Please send me a YTD summary for the whole relationship across cash and OTC? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman ; Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage R

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sd-10-EFTA01415339
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Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield e > Date: Fri, 15 Jun 2018 14:48:34 -0400 To: Davide-A Sferrazza Cc: Martin Zeman Please send me a YTD summary for the whole relationship across cash and OTC? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman ; Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage R

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Subject: RE: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] From: Stewart Oldfield e > Date: Fri, 15 Jun 2018 14:48:34 -0400 To: Davide-A Sferrazza Cc: Martin Zeman Please send me a YTD summary for the whole relationship across cash and OTC? Thanks From: Davide-A Sferrazza Sent: Tuesday, February 20, 2018 4:29 PM To: Stewart Oldfield Cc: Xavier Avila ; Martin Zeman ; Joshua Shoshan ; Liam Osullivan Subject: Southern Financial Relationship - YTD 2018 Brokerage Revenues [C] Classification: Confidential Stew, Please see attached for 2018 YTD brokerage revenues for the Southern Financial Relationship. Working on putting together something that captures OTC trades as well (FX and Rates). Let us know if any questions, thanks! Regards, Davide EFTA01415339 fcid:[email protected] Davide Sferrazza Analyst I Key Client Partners Deutsche Bank Securities, Inc. Deutsche Bank Wealth Management 345 Park Avenue 10154-0004 New York, NY, USA EFTA01415340

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