EFTA Document EFTA01415363

Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] From: Julian J Leff ale Date: Fri, 29 Sep 2017 11:32:59 -0400 To: Bradley Gillin Cc: Classification: Confidential Bradley, We cannot determine until it makes its way to Banco Popular. Regardless, someone (client) can instruct Popular to return the check unpaid and continue with the Wire. Thanks, Julian Julian Leff EFTA01415363 Vice President DB Services New Jersey, Inc. COO Corporate & Investment Banking Technology and Operations 100 Plaza One, 07311-3901 Jersey City, NJ, USA This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Friday, September 29 To: Julian J Leff Cc: Uddin 2017 11:29 AM >; Stewart Oldfield ; Cynthia Rodri uez ; Gail F Mahabir ; Mariela Lopez ; Raphael A Marin ; Evon A Lawrence Hemant-Kumar Rathore Sara Castro Joy E Mitchell ; Div a Ra awat ; William- ; CUST INV Norma A Kenney ; Muhammod Erna Menniti >; Theresa Coleman Subject: Re: Deposit Return - A/c # Query for pwm return Item [C] EFTA01415364 Classification: Confidential Successfully? Regards, Brad From: Julian J Leff Sent: Friday, September 29, 2017 11:25 AM To: Bradley Gillin Cc: ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman; Joy E Mitchell; Subject: RE: Deposit Return - A/c # Query for pwm return Item [C] Classification: Confidential Bradley, It was already redeposited yesterday per your instructions. Thanks, Julian Julian Leff EFTA01415365 Vice President DB Services New Jersey, Inc. C00 Corporate & Investment Banking Technology and Operations 100 Plaza One, 07311-3901 Jersey City, NJ, USA Tel. +1(201)593-5263 Mobile Email This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Friday, September 29 To: Joy E Mitchell C M J Uddin Hemant-Kumar Rathore ; Sara Castro Subject: Re: Deposit Return - A/c # 2017 11:09 AM ; Julian J Leff ; Stewart Oldfield ; Cynthia Rodri uez Gail F Mahabir ; Mariela Lopez Raphael A Marin >; Evon A Lawrence Ra'awat * * * ; William- ; CUST INV Norma A Kenney ; Muhammod Erna Menniti ; Theresa Coleman Query for pwm return Item EFTA01415366 [C] Classification: Confidential Please do not re-deposit. The are going to wire the funds instead. Please confirm. Regards, Brad From: Joy E Mitchell Sent: Friday, September 29, 2017 09:55 AM To: Bradle Gillin; Julian .7 Leff; Cc: ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Hi Brad, The check was re- deposited yesterday. Kind regards, EFTA01415367 Joy Mitchell Operations Specialist {cid:1 [email protected]} DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. +1(201) 593 2441 Email {cid:[email protected]} From: Bradley Gillin Sent: Friday, September 29, 2017 9:51 AM To: Jo E Mitchell C M Finn 3 Uddin Hemant-Kumar Rathore ; Julian J Leff ; Stewart Oldfield Cynthia Rodriguez ; Gail F Mahabir < ; Mariela Lopez Ra hael A Marin ; Evon A Lawrence Divya Rajawat Erna Menniti ; William- ; CUST INV ; Norma A Kenney ; Muhammod ; Sara Castro >; Theresa Coleman EFTA01415368 Subject: Re: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential I have just been instructed from the client to try to deposit on Monday. Please confirm that this can be done. Thanks. Regards, Brad From: Joy E Mitchell Sent: Thursday, September 28 To: Bradle Gillin; Julian .7 Anna E Del Rosso , 2017 01:15 PM Leff; Pugh, Pamela A Fernandes, Maria I ; Groover, Karen A Itile, Renel ; Divya Rajawat; Stewart Oldfield; William-M Finn; Cynthia Rodriguez; Gail F Mahabir; CUST INV; Mariela Lopez; Norma A Kenney; Raphael A Marin; Muhammod J Uddin; Evon A Lawrence; Hemant-Kumar Rathore; Erna Menniti; Sara Castro; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential Thank. Regards, EFTA01415369 Joy Mitchell Operations Specialist {cid:1 [email protected]} DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. +1(201) 593 2441 Fax +1(201) 438 2795 Email {cid:[email protected]} From: Bradley Gillin Sent: Thursday, September 28, 2017 1:05 PM To: Jo E Mitchell Fernandes, Ma Anna C M Finn ; Julian 3 Leff ; Stewart Oldfield ; Cynthia Rodri ; Gail F Mahabir ; Mariela Lopez ; Raphael A Marin ; Groover, Karen A 'awat ; William- ; CUST INV ; Norma A Kenney ; Muhammod EFTA01415370 Uddin Hemant-Kumar Rathore Evon A Lawrence ›; Erna Menniti Sara Castro ›; Theresa Coleman Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [C] Classification: Confidential Confirmed. Please re-deposit the check. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Thursday, September 28, 2017 12:59 PM To: Julian J Leff Bradle Gillin Fernandes, Anna Cc: ; Divya Rajawat EFTA01415371 ; Stewart Oldfield < >; William- M Finn ; Cynthia Rodri uez ; Gail F Mahabir -; CUST INV ; Mariela Lopez Norma A Kenney ; Ra hael A Marin ; Muhammod J Uddin ; Evon A Lawrence Hemant-Kumar Rathore ; Erna Menniti ; Sara Castro >; Theresa Coleman Subject: RE: Deposit Return - A/c # [C] Classification: Confidential Hi Brad, * * * Query for pwm return Item Just to confirm that yesterday PWM charged the client an instructed Return Items to Return the check. This means that an advice will be generated and sent to Return Items by FIS. Upon receipt, Return Items will re-associate the check to the advice and mail to the client (see attachment). This is the procedure in place for PWM return checks. I am reiterating, as per your e-mail below dated 9/28, you would like for the check to be re-deposited. This means that Return Items will be preparing a deposit ticket and submit to FIS for processing. Looking forward to your confirmation. Kind regards, Joy Mitchell EFTA01415372 Operations Specialist fcid:1 [email protected] DB Global Processing Services, Inc. 100 Plaza One Jersey City, NJ 07311-3901 USA Tel. +1(201) 593 2441 Fax +1(201) 438 2795 Email fcid:[email protected] From: Julian .7 Leff Sent: Thursday, September 28, 2017 12:13 PM To: Bradley Gillin < >; Pugh, Pamela A EFTA01415373 E Del Rosso ( Anna Cc: M Finn Mahabir Marin Evon A Lawrence [email protected]›; Erna Menniti Theresa Coleman Subject: RE: Deposit Return - A/c # [I] Classification: For internal use only Hi Brad, You can try. ; Fernandes, Maria I ; Groover, Karen A Itile, Renel ; Divya Rajawat Stewart Oldfield ; Cynthia Rodri uez ; Joy E Mitchell ; CUST INV ; Norma A Kenney ; Muhammod J Uddin ; Hemant-Kumar ; William- ; Gail F Mariela Lopez ; Ra hael A Rathore <hemant- ; Sara Castro Query for pwm return Item FIS - If a $450,000 PWM deposit (535269691) is flagged as a duplicate, please allow it to pass thru. Thanks, Julian Julian Leff Vice President DB USA Core Corporation EFTA01415374 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Thursday, September 28, 2017 12:06 PM To: Hemant-Kumar Rathore < =s; Julian .7 Leff > Cc: ; Divya Rajawat Stewart Oldfield M Finn ; Cynthia Rodriguez oy E Mitchell ; Gail F Mahabir ; CUST INV Mariela Lopez Norma A Kenney ; Raphael A Marin ; Muhammod J Uddin Evon A Lawrence Subject: RE: Deposit Return - A/c # Query for pwm return Item [I] Classification: For internal use only ; William- Our client just spoke with Banco Popular in St. Thomas. Banco Popular informed them that they are now up and running. Can we try to re-deposit the check? EFTA01415375 Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, Se tember 27, 2017 3:28 PM To: Julian J Leff ; Bradley Gillin Cc: ; Divya Rajawat M Finn Mahabir Marin Evon A Lawrence Subject: RE: Deposit R [I] Stewart Oldfield ; Cynthia Rodriguez oy E Mitchell ; CUST INV Norma A Kenney ; Muhammod J Uddin eturn - A/c # Classification: For internal use only Hi Bradley, Query for pwm return Item ; William- ; Gail F Mariela Lopez ; Raphael A EFTA01415376 As discussed this Item will be return and we will do debit entry in client's a/c for same. Thanks, With regards, Hemant-Kumar Rathore {cid:[email protected]} Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. 212(469)3273 AVAYA - 5419684 Mobile +91 8852924624 Email Please send all the Banking related Queries to our new Group E-mail ID [email protected] From: Julian J Leff Sent: Wednesday, September 27, 2017 3:07 PM To: Bradle Gillin Cc: M Finn Mahabir Marin Evon A Lawrence Subject: RE: Deposit Return - A/c # ; Divya Rajawat Oldfield ; William- ; Cynthia Rod Joy E Mitchell i i > ri i. ; Gail F Hemant-Kumar Rathore <hemant- kumar.rathore@db com›; CUST INV Mariela Lopez >; Norma A Kenney ; Raphael A ; Muhammod J Uddin Query for pwm return Item EFTA01415377 [I] Classification: For internal use only Hi Bradley, PWM can pass the credit and hold the difference in a suspense account, given the uncertainty as to when the check can be deposited again or Mr. Epstein should explore another option for this transaction. I suggest he call Banco Popular to see if they might be able to wire the funds into his PWM account. Thanks, Julian Julian Leff Vice President DB USA Core Corporation 60 Wall Street, 12th floor New York, New York 10005 Mailstop NYC60-1208 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. EFTA01415378 Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. From: Bradley Gillin Sent: Wednesday, September 27, 2017 2:38 PM To: Jo E Mitchell ; Gail F Mahabir ; Hemant-Kumar Rathore CUST INV ; Mariela Lopez Kenney < ; Ra hael A Marin Muhammod J Uddin Cc: ; Norma A ; Div a Ra awat ; Stewart Oldfield -; William- M Finn Cynthia Rodri uez Subject: RE: Deposit Return - A/c # *** Query for pwm return Item ; ; Julian J Leff [I] Classification: For internal use only Hi Joy, Please confirm that the check can be credit to his DB account, and then revisited at a later date when the islands communications are back online. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email EFTA01415379 Securities offered through Deutsche Bank Securities Inc. From: Joy E Mitchell Sent: Wednesday, September 27, 2017 1:50 PM To: Gail F Mahabir ; Hemant-Kumar Rathore <hemant- [email protected]>; CUST INV ; Mariela Lopez >; Norma A Kenney ; Ra hael A Marin ; Muhammod J Uddin Cc: ; Bradle Gillin ; Divya Rajawat >; Stewart Oldfield >; William-M Finn C nthia Rodri uez ; Julian .7 Leff Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Hi, The check in question is drawn on Bank Of America located in St Thomas, US Virgin Island. This is one of the Islands that is affected by the hurricane and it seems that the check did not make it to the bank for payment. I would suggest that the client be debited and maybe the check re-deposited at a later date. Kind regards, Joy Mitchell Operations Specialist EFTA01415380 fcid:1 [email protected] DB USA Core Corporation 60 Wall Street 12th Fl., New York, NY 10005-2836 USA Tel. +1(201) 593 2441 Email fcid:[email protected] From: Gail F Mahabir Sent: Wednesday, September 27, 2017 11:58 AM To: Hemant-Kumar Rathore < ; Mariela Lopez ; Raphael A Marin Mitchell >; Muhammod J Uddin Cc: ; Div a Rajawat Oldfield ; William-M Finn Cynthia Rodriguez Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] ; CUST INV >; Norma A Kenney ; Jo E Classification: For internal use only Hemant-Kumar, ; Bradle Gillin ; Stewart EFTA01415381 The check was returned by Banco Popular for not authorized, you will have to contact Banco Popular for further explanation. Kind Regards, Gail F Mahabir DB USA Core Corporation Check Support 60 Wall Street 12th Floor New York, NY 10005 Tel. +1(201)593-5251 Fax 973-419-6424 Email From: Hemant-Kumar Rathore Sent: Wednesda , Se tember 27, 2017 11:34 AM To: CUST INV A Kenney Jo E Mitchell C ; Mariela Lopez ; Ra hael A Marin ; Muhammod J ; Gail F Mahabir ; Divya Rajawat Uddin ; Bradle Gillin ; Stewart EFTA01415382 Oldfield ; William-M Finn < >• Cynthia Rodriguez Subject: RE: Deposit Return - A/c # *** Query for pwm return Item [I] Classification: For internal use only Hi Team, Can you please answer for below question or Bradly which is related with one item of Deposit return :- The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? fcid:[email protected] Thanks, With regards, Hemant-Kumar Rathore fcid:[email protected] EFTA01415383 Hemant-Kumar Rathore DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. 212(469)3273 AVAYA - 5419684 Mobile +91 8852924624 Email Please send all the Banking related Queries to our new Group E-mail ID [email protected] From: Bradley Gillin Sent: Wednesday, September 27, 2017 11:26 AM To: Hemant-Kumar Rathore ; Stewart Oldfield M Finn ; C nthia Rodri Cc: Subject: RE: Deposit Return - A/c # Classification: For internal use only [I] Div a Ra awat ; William - The check shows that Jeffery Epstein, made a check out to himself, from a Banco popular account to be deposited in an account in his name at DB. Why would this get returned? Regards, Brad fcid:[email protected] Bradley Gillin Vice President EFTA01415384 Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email Securities offered through Deutsche Bank Securities Inc. From: Hemant-Kumar Rathore Sent: Wednesday, September 27, 2017 11:22 AM To: Bradley Gillin ; Divya Rajawat M Finn Cc: Subject: RE: Deposit Return - A/c # Classification: For internal use only Hi Bradley, [I] ; William- > Refer to maker reason shows that Beneficiary directly need to reach out to originator for more clarification. From: Bradley Gillin [mailto: Sent: Wednesday, September 27, 2017 11:09 To: Div a Ra'awat ; William-M Finn Rodri Cc: Subject: RE: Deposit Return - A/c # AM Stewart Oldfield ; Cynthia [I] EFTA01415385 Classification: For internal use only Please clarify what 'Refer to Maker' means. Regards, Brad fcid:[email protected] Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. (212) 454-1130 Fax (646) 736-0721 Email Securities offered through Deutsche Bank Securities Inc. From: Divya Rajawat Sent: Wednesday, September 27, 2017 11:06 AM To: Stewart Oldfield [email protected]>; Bradle Gillin C Subject: Deposit Return - A/c # Hi Team, >; William-M Finn cwilliam- ; Cynthia Rodriguez Check # 001012 for $ 450,000.00 has been deposited to A/c — but EFTA01415386 returned with reason as remitter's account in 'REFER TO MAKER' status. As the return reason REFER TO MAKER , then the item will be return only. Copy of checks attached above. Thanks, With regards, Divya Rajawat {cid:[email protected]} Divya Rajawat DBOI Global Services Private Limited COO Wealth Management Operations A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. 212(469)3273 AVAYA -3382705 Email Please send all the Banking related Queries to our new Group E-mail ID [email protected] EFTA01415387 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01415388