EFTA Document EFTA01415441

Subject: Re: Third Lake Capital [I] From: Stewart Oldfield Date: Wed, 14 Feb 2018 19:47:15 -0500 To: Xavier Avila Cc: Martin Zeman Nina Tona All major accounts. Southern financial we all know well. Elysium is Leon black. Willett is Michael Bloomberg and third lake is the wanek family (Ashley furniture). Would be interested to see if we've traded in the last three. Even if we haven't, lots of opportunity to pursue. Can discuss potential product mix. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 mai Securities offered through Deutsche Bank Securities Inc. On Feb 14, 2018, at 7:03 PM, Xavier Avila a wrote: > Stewart, these are the 4 accounts we see in GM attached to your name... Let us know which ones are priority and we look at what we have in terms of onboardings and past revenues. Thanks. Elysium Limited Southern Financial LLC Third Lake Capital Willet Advisors LLC EFTA01415441 From: Martin Zeman Sent: Wednesday, February 14, 2018 4:01 PM To: Nina Tona Cc: Xavier Avila •; Stewart Oldfield Subject: Third Lake Capital [I] Nina, Third Lake Capital have an account in GM. Would you please send me screenshot/anything you have on it as far back as possible? Thanks Martin <image001.gif> Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, EFTA01415442 characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. EFTA01415443