EFTA Document EFTA01415672

Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] From: Nina-X Nevidzanska ‹ > Date: Wed, 01 Aug 2018 11:09:54 -0400 To: Stewart Oldfield Cc: Alison Sinicropi Terri Sohrab Bradley Gillin Stew, please see attached forms for Niki and Kurosh to sign. I'll need Niki's email for setting up her registrant's profile in the system. Kurosh is already registered. Let me know if anything else. Thank you Nina From: Stewart Oldfield Sent: Wednesday, August 01, 2018 10:27 AM To: Nina-X Nevidzanska Cc: Alison Sinicro i Terri Sohrab ; Bradley Gillin Subject: RE: DB tech conference - Sep 12/13 Las Vegas [I] This form still has footnotes with questions for compliance. Please clean up and send executable versions for Niki (and Kurosh if you think you will need him to sign as well). Thanks From: Nina-X Nevidzanska Sent: Tuesday, July 31, 2018 10:44 AM EFTA01415672 To: Stewart Oldfield Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Hi Stew, Looks like the new process for prospects registration is the same for all the conferences going forward. Could you please have Mr. Tehranchian and Niki Rokni to sign the Attendee Acknowledgment form and send it back to me? I will also need their e-mail addresses so that the Corporate Access team can create their profiles in the registration system upon which they will be able to register (Kurosh for Tech conference and Niki for the Aircraft Financing). Thank you Nina Kind regards {https://brandportal.intranet.db.com/img/modules/logo.gif} Nina Nevidzanska Deutsche Bank EFTA01415673 Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 Tel: E-mail: From: Stewart Oldfield Sent: Monday, July 30, 2018 3:55 PM To: Nina-X Nevidzanska Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] prospect From: Nina-X Nevidzanska Sent: Monday, July 30, 2018 3:54 PM To: Stewart Oldfield Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Thank you, Stew. Is Kurosh Tehranchian a client or prospect? Checking with the events team if he is registered. Will get back to you re Aircraft Financing Conference as well. Nina EFTA01415674 From: Stewart Oldfield Sent: Monday, July 30, 2018 3:47 PM To: Nina-X Nevidzanska Cc: Alison Sinicropi Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] I have invited the people listed below. Only a few are likely to attend. Shouldn't be a problem getting the doc filled out. Please call when you'd like to discuss. Thanks Kurosh Tehranchian (relationship of Terri). I know he registered (or tried to). Perhaps you can check Steve Warner — CIO of Tisch, doubt he will attend Robert Forsythe and Paul Watson — Third Lake. Robert attended last year. Not sure whether either plans to go this year Greg Martin — Shamrock. Don't think he's planning to go Roger Bulloch — Brightstar Capital Jim Burritt — Pacific Life Milo Gonzalez and Gosha Zandt — Henry Nicholas family office Katherine Montrone — Liberty Lane Services Paul Barrett — Southern Financial Chuck Chai — Hillspire Amber Caska — Portfolia Gregory Ruben — Elysium (Leon Black family office) Rob Cain and Tim Sarhatt — CFM, won't attend Ali Rashid — cannot attend Ray Tonsing Rahul Vaid — Crestline. Attended last year EFTA01415675 Lara George and Mike Niccolina — MCM. Cannot attend Reaz Iaslam — cannot attend Also, I have someone who would like to attend the Aircraft Financing and Leasing conference in NY — Niki Rokni (please see link below) http://www.axonaviation.com/company/our-team From: Nina-X Nevidzanska Sent: Friday, July 27, 2018 11:07 AM To: Stewart Oldfield Cc: Alison Sinicropi Subject: FW: DB tech conference - Sep. 12/13 Las Vegas [I] Hi Stew, Alison and I are again centralizing the list of all WM guests going to the Tech conference. I see you invited Alan Resnikoff from Shamrock. Anyone else? Please note that there are a few important changes to the registration this year: With the enforced KYC processes in place, going forward, the prospective Clients/non-onboarded guests, will have to attest to the attached waiver. This isn't applicable for on-boarded clients. Alison Sinicropi and I will be happy to help with the actual online registration with coordination with the Events team, as guests who aren't on-boarded in registration system won't be able to register freely. Also please note that special programming/social evening events are still EFTA01415676 TBD and would be only open to the select guests. We will keep you posted as they shape out. Thanks a lot Nina Kind regards {https://brandportal.intranet.db.com/img/modules/logo.gif} Nina Nevidzanska Deutsche Bank Corporate Finance Partnership - Americas 60 Wall Street, New York, NY 10005 Tel: E-mail: From: Edward Carlstrom Sent: Tuesday, July 24, 2018 2:32 PM To: Stewart Oldfield Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Stew — you can send this one out. It's approved to use with clients. EFTA01415677 From: Stewart Oldfield Sent: Monday, July 23, 2018 1:15 PM To: Edward Carlstrom Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Nice, thanks. Let me know when there's something I can send, even if only an indicative list. Thanks From: Edward Carlstrom Sent: Monday, July 23, 2018 2:24 PM To: Stewart Oldfield Cc: Harris Winters Subject: RE: DB tech conference - Sep. 12/13 Las Vegas [I] Classification: For internal use only I don't think this is cleared to send to clients yet, as its still shifting, but attached is the most recent draft agenda I've seen. Most of the private company track is filled out — take a look at the right most column. Edward A. Carlstrom Director, Deutsche Bank Securities Inc. Mobile +1 Email From: Stewart Oldfield Sent: Monday, July 23, 2018 10:32 AM To: Edward Carlstrom Cc: Harris Winters EFTA01415678 Subject: FW: DB tech conference - Sep. 12/13 Las Vegas When will have the private companies confirmed? From: Alan Resnikoff [mailto:[email protected]] Sent: Monday, July 23, 2018 1:28 PM To: Stewart Oldfield ‹ > Subject: RE: DB tech conference - Sep. 12/13 Las Vegas Thanks Stewart. Would be great to know more about the private companies that are attending. Alan Resnikoff I Partner Shamrock Capital 1100 Glendon Ave, Suite 1600 Los Angeles, CA 90024 (p) 310-974-6614 (m) 310-467-1686 [email protected] www.shamrockcap.com Joanna Nelson I Executive Assistant (p) 310-974-6618 [email protected] EFTA01415679 From: Stewart Oldfield Sent: Monday, July 23, 2018 8:54 AM To: Alan Resnikoff <[email protected]> Subject: DB tech conference - Sep. 12/13 Las Vegas Alan, Registration for our September tech conference is now open using the link below. I hope all is well and look forward to catching up soon. Stew https://conferences.db.com/americas/tech18 fcid:[email protected] Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454-2881 Mobile Email Securities offered through Deutsche Bank Securities Inc. EFTA01415680 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01415681