EFTA Document EFTA01427326

AMENDMENT AGREEMENT This AMENDMENT AGREEMENT ("Amendment") is dated as of August [ ], 2015 and is made between DEUTSCHE BANK AG ("Party A") and SOUTHERN TRUST COMPANY, INC. ("Party B"). Party A and Party B have entered into an ISDA Master Agreement dated as of October 28, 2013, and the Credit Support Annex ("CSA") to the Schedule thereto (the "Agreement"); The parties agree to amend certain terms and provisions of the Agreement; In consideration of the mutual agreements contained in this Amendment, the parties agree as follows: 1. Part 3 of the Schedule to the Agreement is hereby deleted in entirety and replaced as follows: "Part 3. Agreement to Deliver Documents. (a) are: For the purpose of Section 4(a)(i), the documents to be delivered Party required to deliver document Form/Document/ Certificate Date by which to be delivered Party A A properly executed United States Internal Revenue Service Form W-9 (or any successor thereto), a United States Internal Revenue Service Form W-8IMY and withholding statement with attached Form W-9 and a United States Internal Revenue Service Form W-8BEN (or any successor forms thereto). (i) Upon execution of this Agreement, (ii) promptly upon reasonable demand by Party B and (iii) promptly upon learning that any such form previously provided by Party A has become obsolete or incorrect. Party B A properly executed United States Internal Revenue Service Form W-9 (or any successor thereto). (i) Upon execution of this Agreement, (ii) promptly upon reasonable demand by Party A and (iii) promptly upon learning that any such form previously provided by Party B has become obsolete or EFTA01427326 incorrect. Party A and Party B Any forms required by the governmental or tax authorities in the Relevant Jurisdictions to be delivered relating to transactions under this Agreement, including forms required pursuant to section 1471(b) or section 1472(b)(1) of the Internal Revenue Code of 1986 or to any other domestic or international law or intergovernmental agreement which brings such sections into force in the Relevant Jurisdictions, as amended, and any other documentation reasonably requested by the other party as it relates thereto. On or before the date such forms are prescribed by law to be supplied and otherwise at the time or times reasonably requested by the other party, but in no event before the form and content of such forms or other documentation are made known by the IRS or Relevant Jurisdiction tax authority. (b) For the purposes of Section 4(a)(ii), the other documents to be delivered (which will be covered by the representation in Section 3(d) of the Agreement if specified) are as follows: Party required to deliver document Form/Document/ Certificate Date by which to be delivered Covered by Section 3(d) Representation: Party A and Party B Evidence of the authority, incumbency and specimen signature of each person executing this Agreement or any Confirmation, Credit Support Document or other document entered into in connection with this Agreement on its behalf or otherwise, as the case may be. Upon or prior to the execution and delivery of this Agreement and with respect to any Confirmation upon request by the other party. Yes Party B Its most recent Articles of Incorporation along with bylaws (if any). As of execution of this Agreement, or upon any material change in such documents. Yes Party A A copy of the most recent annual report containing consolidated financial statements of such party or its Credit Support Provider, if any, and such other public information respecting the condition or operations, financial or otherwise of such party or its Credit Support Provider, if any, as the other party may reasonably request from time to time. Promptly after request by the other party. Yes Party B A copy of the most recent annual report containing consolidated financial statements of such party or its Credit Support Provider, if any, and such information respecting the condition or operations, financial or otherwise of such party or its Credit Support Provider, if any, as the other party may reasonably request from time to time. Promptly after request by the other party. Yes Party B A copy of the resolution of the Board of Directors of Party B approving the entering into of this Agreement and the Transactions contemplated hereby certified by an authorised officer of Party B (as the EFTA01427327 case may be) that such documents are in full force and effect. Upon execution of this Agreement. Yes Party B Monthly report of unencumbered cash and marketable securities. Within ten (10) business days after the end of the relevant calendar month. Yes Party A and Party B A duly executed and delivered copy of the Credit Support Document. Upon execution of this Agreement. Yes Party B A legal opinion in a form satisfactory to Party A with respect to Party B. Upon execution of this Agreement and any Credit Support Document. No" 2. Paragraph 13(l)(i)(A) of the Credit Support Annex to the Schedule to the Agreement shall be deleted in its entirety and replaced with the following: "(A) "Aggregate Ceiling Limit" means USD 100,000,000." 3. Paragraph 13(l)(i)(I) of the Credit Support Annex to the Schedule to the Agreement shall be deleted in its entirety and replaced with the following: "(I) "Tier II Ceiling Limit" means USD 100,000,000." 4. Paragraph 13(l)(i)(U) of the Credit Support Annex to the Schedule to the Agreement shall be deleted in its entirety and replaced with the following: "(U) "Tier I Ceiling Limit" means USD 100,000,000." 5. Paragraph 13(l)(i)(E) of the Credit Support Annex to the Schedule to the Agreement shall be deleted in its entirety and replaced with the following: "(E) "Tier III Ceiling Limit" means USD 50,000,000." 6. Paragraph 13(l)(i)(0) of the Credit Support Annex to the Schedule to the Agreement shall be deleted in its entirety and replaced with the following: "(0) "Tier IV Ceiling Limit" means USD 50,000,000. 7. Each party represents to the other party in respect of the Agreement, as amended pursuant to this Amendment, that the representations made by it pursuant to the Agreement are true and accurate as of the date of this Amendment. 8. This Amendment constitutes the entire agreement and understanding EFTA01427328 of the parties with respect to its subject matter and supersedes all oral communication and prior writings (except as otherwise provided herein) with respect thereto. 9. Except as specifically modified by this Amendment, all the terms and provisions of the Agreement will continue in full force and effect. References to the Agreement will be to the Agreement, as amended by this Amendment. 10. Capitalised terms used in this Amendment and not otherwise defined herein shall have the meanings specified for such terms in the Agreement. 11. Each of the parties to this Amendment will deliver to the other party, upon execution of this Amendment, evidence of the authority and true signatures of each official or representative signing this Amendment on its behalf. 12. This Amendment may be executed and delivered in counterparts, each of which will be deemed an original. 13. This Amendment will be governed by and construed in accordance with the laws of the State of New York (without reference to its choice of law doctrine). The parties have executed this Amendment with effect from the date appearing in the first paragraph above. DEUTSCHE BANK AG By: Name: By: Name: Date: By: Name: By: Name: Date: V SOUTHERN TRUST COMPANY, INC. EFTA01427329 Eli PAGE U42£' 113 DOCPROPERTY "aliashDocumentMarking" \* MERGEFORMAT g ITI DOCPROPERTY "aliashDocumentMarking" \* MERGEFORMAT g DOCPROPERTY "aliashDocumentMarking" \* MERGEFORMAT g EFTA01427330