EFTA Document EFTA01438309

Subject: RE: Assistance Required in Resolving Rejection Points - KYC Case4IIIIIIIII[I] From: Vijay-A Sawant Date: Tue, 18 Sep 2018 05:11:42 -0400 To: Bradley Gillin < Stewart Oldfield < Richard Iarossi Cc: Mayur Rathod Many thanks for the below confirmation, Brad. We will submit this case before end of day. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Goregaon East, Mumbai - 400063 , India Tel. Mobile From: Bradley Gillin Sent: Monday, September 17, 2018 7:57 PM To: Vijay-A Sawant Stewart Oldfield Richard Iarossi Cc: Mayur Rathod Subject: RE: Assistance Required in Resolving Rejection Points - KYC CasellIIIIIIII[I] EFTA01438309 Classification: For internal use only See below. These are simple deposit accounts used for operational/expense purposes. Kar na Shuliak- Karyna. - DDA - Checking account for the This is a checking account for Individuals. They use the funds for daily expenses. Butterfly Trust - - MMBA - Deposit account to hold funds for the trust. This is a money market deposit account to pay all expenses/- disbursements related to the trust. Expenses are taxes, trust fee, etc. Neptune LLC - - DDA - Checking account used for the daily needs of running Jeffrey Epstein's home in NYC. This is a checking account to pay for all expenses (i.e. electric, maintence, cable, etc.) on Epstein's NYC home. Regards, Brad {cid:[email protected]} Bradley Gillin Vice President Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Monday, September 17 2018 9:56 AM To: Stewart Oldfield ; Richard Iarossi EFTA01438310 C l Mja> c: BradleyGillir ; Mayur Rathod Subject: RE: Assistance Required in Resolving Rejection Points - KYC Case#01977698 Importance: High Hello Stewart/Brad, A kind reminder of the below query, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India Tel. Mobile From: Vijay-A Sawant Sent: Monday, September 10, 2018 8:12 PM To: Stewart Oldfield aMill.01 ; Richard Iarossi Required Subject: Assistance Case' Importance: High ; Mayur Rathod in Resolving Rejection Points - KYC EFTA01438311 Hello Stewart, We require your assistance in resolving rejection point 8, highlighted in yellow below? We require this info for the following accounts, please see existing comments in case below — Karyna Shuliak- - DDA - Checking account for the Karyna. Butterfly Trust - - MMBA - Deposit account to hold funds for the trust. Neptune LLC - - DDA - Checking account used for the daily needs of running Jeffrey Epstein's home in NYC. Your KYC has been rejected. Case #: Relationshi : SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer Number: Reason for Rejection:1) Please provide ID for 2) Please provide full signing authority document for Neptune LLC. 3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. 4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from the database searches indicated above:" 5) Please indicate where we can locate the IDs for Darren Indyke and Richard D Kahn. 6) Please provide the FinCEN CDD Form. EFTA01438312 7) Due to recent DB Force enhancements, all structured country fields (i.e., those converted to drop downs and multi pick lists) must be populated in the KYC Wizard. Please ensure these fields are completed for all KYC parties. 8) Please explain in detail the purpose of each account. You can add this in the "What is the purpose of the account. 9) Please provide SOW verification. Let me know if any queries, thanks. Kind Regards, {cid:1 [email protected]} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bl, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore aon East, Mumbai - 400063 , India Tel. Mobile EFTA01438313