EFTA Document EFTA01444775

Oldfield Pipeline_6.29.16 Relationship Customer Name Opportunity Name e Date Stage Probability (t) SOUTHERN FINANCIAL RELATIONSHIP Epstein, Jeffrey ISG 2%0000 12/31/2016 Prospecting 75 54 MADISON PARTNERS RELATIONSHIP 54 Madison Partners quisition 500 100000000 (E3/10000)*F3P00000 ELYSIUM MANAGEMENT RELATIONSHIP Black Family Partners, L.P. 0000 (E4/10000)*F40000 12/31/2016 Prospecting ORIX RELATIONSHIP ORIX Americas KCP Private Markets 10000)*F5u0000 12/31/2016 ORIX Americas 6%00000 12/31/2016 Active PARAMI CAPITAL MANAGEMENT RELATIONSHIP (E7/10000)*F775000 12/31/2016 SK FAMILY OFFICE RELATIONSHIP Falcon 10000)*F80000 12/31/2016 SK FAMILY OFFICE RELATIONSHIP Falcon 10000)*F90000 12/31/2016 Prospecting 50 THE NATIONAL ORGANIZATION OF THE NEW APOSTOLIC CHURCH OF NORTH AMERICA RELATIONSHIP The Organization of the New Apostolic Church of North America ISG 100 10000000 /10000)*F100000 12/31/2016 Prospecting 50 THIRD LAKE CAPITAL RELATIONSHIP Wanek Family CRE Loan Plaza West CRE (E11/10000)*F11P0000 12/31/2016 Active 50 THIRD LAKE CAPITAL RELATIONSHIP Wanek Family 200 /10000)*F12P0000 12/31/2016 Prospecting 50 ELLIN, HOWARD RELATIONSHIP Ellin, Howard ISG General ISG 100 F13P000 12/31/2016 Prospecting 25 Deposits 100000000 (E14/10000)*F14P0000 12/31/2016 Prospecting 25 20000000 (E15/10000)*F15@0000 12/31/2016 Prospecting 25 Direct Investment (Borrowing) 500 50000000 (E16/10000)*F16%00000 12/31/2016 Prospecting 25 Art Loan Lending (E17/10000)*F17P00000 12/31/2016 Prospecting 25 JL SQUARED GROUP RELATIONSHIP JL Squared Group HF Secondaries /10000)*F18 0000 12/31/2016 Prospecting 25 KIM, STEVEN RELATIONSHIP Kim, Steven Structured /10000)*F19P0000 12/31/2016 Prospecting 25 MARRON, DONALD B. RELATIONSHIP Marron, Donald B. Lending 100 F20%0000 12/31/2016 Prospecting 25 ORIX Ventures IB Leverage Line F21P00000 12/31/2016 Active 25 PARAMI CAPITAL MANAGEMENT RELATIONSHIP Crestline (E22/10000)*F22P0000 12/31/2016 Prospecting SCHMIDT, ERIC RELATIONSHIP Hillspire LLC CRE 000 12/31/2016 Prospecting 25 SCHMIDT, ERIC RELATIONSHIP Hillspire LLC KCP Private /10000)*F2400000 3/31/2016 Prospecting 25 SHAMROCK RELATIONSHIP Martin, Greg Surfair 200 /10000)*F25P0000 12/31/2016 Prospecting 25 SLOME, IAN RELATIONSHIP Slome, Ian HF Secondaries 200 25000000 00 12/31/2016 Prospecting 25 SPRUCE PRIVATE INVESTORS LLC RELATIONSHIP Spruce Investment Advisors, 50000000 (E27/10000)*F27P0000 12/31/2016 Prospecting 25 THIRD LAKE CAPITAL RELATIONSHIP Wanek Family ISG 50 25000000 00 12/31/2016 Prospecting 25 TISCH FAMILY RELATIONSHIP TFMG, LLC F29@0000 12/31/2016 Prospecting GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP Active 50 IB REIT REFI 50 Crestline St Prospecting 50 Trail Capital, LLC Prospecting 50 Trail Capital, LLC Deals BPS Total Assets PnL Clos 50 50000000 (E2/10000)*F Real Estate Opportunity Financing Ac 9/30/2016 Prospecting 50 ISG General ISG 50 2000 50 AMP 300 25000000 (E5/ 100 250000000 (E6/10000)*F ructured Credit 150 25000000 CLO 100 10000000 ISG 100 10000000 KCP Private 25 200 50000000 Markets 200 Credit 200 100 10000000 50000000 200 (E8/ (E9/ National (E10 25000000 25000000 (E12 5000000 (E13/10000)* Deposits 50 KCP 200 IB 200 2500 (E18 (E19 25000000 (E20/10000)* 250 200000000 (E21/10000)* Markets 200 25000000 (E23/10000)*F2300 50000000 (E24 25000000 (E25 (E26/10000)*F26P00 LLC Prime Brokerage 100 (E28/10000)*F2850 HF Secondaries 200 20000000 (E29/10000)* 25 General Atlantic Family Office CLO CLO 100 5000000 (E30/10000)*F30P000 12/31/2016 Prospecting 20 GENERAL ATLANTIC FAMILY OFFICE RELATIONSHIP General Atlantic Family Office KCP Private Markets 200 20000000 (E31/10000)*F31@0000 12/31/2016 Prospecting 20 54 MADISON PARTNERS RELATIONSHIP 54 Madison Partners AMP 300 25000000 (E32/10000)*F32u0000 9/30/2016 Prospecting 10 ASPEN GROVE CAPITAL RELATIONSHIP Aspen Grove Capital, LLC Stru ctured Notes 50 10000000 (E33/10000)*F33P000 9/30/2016 Prospecting 10 BLUESTEM LLC RELATIONSHIP Bluestem LLC HF Secondaries HF Secondaries 100 10000000 (E34/10000)*F340000 9/30/2016 Prospecting 10 BRIGHT GROUP RELATIONSHIP Bright Group HF Secondaries HF Secondaries 100 10000000 (E35/10000)*F350000 9/30/2016 Prospecting 10 CFM RELATIONSHIP Comprehensive Financial Management Real Estate 10000000 (E36/10000)*F3600000 9/30/2016 Prospecting 10 COLLIS, CHARLES RELATIONSHIP EverWatch Financial KCP/ Private Markets 10000000 (E37/10000)*F37 0000 9/30/2016 Prospecting 10 COLLIS, CHARLES RELATIONSHIP EverWatch Financial CRE Direct RE (E38/10000)*F38 0000 Prospecting Prospecting 10 DORRANCE FAMILY RELATIONSHIP DF Enterprises Margin Loan Lending 65 AMP, Direct RE 300 Private Markets 200 200 10000000 250000000 (E39 PROT0 /10000)*F3925000 3/31/2017 Prospect DORRANCE FAMILY RELATIONSHIP DF Enterprises /10000)*F40 00000 12/31/2017 Prospect DORRANCE FAMILY RELATIONSHIP Dorrance Family ets 200 20000000 (E41/10000)*F41= DZIALGA, KIRSTEN & MARK RELATIONSHIP Dzialga, /10000)*F42@000 12/31/2016 Prospect FALLLINE RELATIONSHIP FallLine Lending 1/2016 Prospecting 10 FALLLINE RELATIONSHIP Prospecting 10 FORRESTAL CAPITAL RELATIONSHIP F450000 12/31/2016 FORRESTAL CAPITAL RELATIONSHIP FallLine ing 10 Land Loan ing 10 Foundation 400000 9/30/2016 Prospecting Mark F. CLO CLO 200 ing 10 100 100000000 Custody 10 1.0E9 (E44/10000)*F4400000 Forrestal Capital LLC ISG 100 Prospecting 10 Forrestal Capital LLC (E46/10000)*F460000 12/31/2016 Prospecting 10 GEORGETOWN UNIVERSITY RELATIONSHIP Georgetown University Endowment (E47/10000)*F47%0000 12/31/2016 Prospecting 10 GEORGETOWN UNIVERSITY RELATIONSHIP Georgetown University Endowment (E48/10000)*F485000 12/31/2016 Prospecting 10 GERSCHEL, PATRICK RELATIONSHIP Gerschel, Patrick ISG (E49/10000)*F490000 12/31/2016 Prospecting 10 GERSCHEL, PATRICK RELATIONSHIP Gerschel, Patrick KCP (E50/10000)*F5000000 12/31/2016 Prospecting 10 ILLIG, CLIFF RELATIONSHIP Illig, Cliff ISG 50 00 12/31/2016 Prospecting 10 ILLIG, CLIFF RELATIONSHIP Illig, Cliff Margin Loan F52‰9999.9999999999 12/31/2016 Prospecting LINDEMANN FAMILY RELATIONSHIP Lindemann Jr., George /10000)*F53%0000 12/31/2016 Prospecting LINDEMANN FAMILY RELATIONSHIP Lindemann, Adam M. /10000)*F54p0000 12/31/2016 Prospecting LINDEMANN FAMILY RELATIONSHIP Lindemann, Adam M. /10000)*F5575000 12/31/2016 Prospecting M2O INCORPORATED RELATIONSHIP M20 Incorporated (E56/10000)*F56 0000 12/31/2016 Prospecting 10 MEISTER, TODD RELATIONSHIP Meister, Todd Goldrush 1235 F57115000 12/31/2016 Prospecting 10 MEISTER, TODD RELATIONSHIP Meister, Todd /10000)*F58 0000 12/31/2016 Prospecting 10 MONTRONE, PAUL RELATIONSHIP Latona Associates ISG 50 20000000 F590000 12/31/2016 Prospecting 10 MONTRONE, PAUL RELATIONSHIP Perspecta Trust CLO CLO Risk Retention (E60/10000)*F60P0000 12/31/2016 Prospecting 10 IX Capital Partners Subscription Financing /10000)*F61 00000 12/31/2016 Prospecting 10 ORIX Americas Infrastructure 200 50000000 000 12/31/2016 Prospecting 10 ROGER BULLOCH RELATIONSHIP Brightstar Capital Loan 100 F63 0000 12/31/2016 Prospecting 10 THIRD LAKE CAPITAL RELATIONSHIP Wanek Family HF Secondaries 200 F64P0000 12/31/2016 Prospecting 10 10 ETE 10 Art 10 ETE 10 KCP General ISG Lending 200 100000000 (E40 Private Mark 10 2000000 (E42 (E43/10000)*F4300000 12/3 12/31/2016 10000000 (E45110000)• 100 10000000 CLO 100 25000000 ISG 50 25000000 50 20000000 Private Markets 150 20000000 20000000 (E51/10000)*F5100 90 100000000 (E52110000)* Loan 100 25000000 Loan 200 35000000 Loan 100 37500000 Private Markets 200 10000000 (E53 (E54 (E55 90000000 (E57/10000)* 200 10000000 (E58 (E59/10000)* 100 50000000 200 100000000 (E61 (E62/10000)*F6200 20000000 (E63/10000)* 25000000 (E64/10000)* PROT1 Oldfield Pipeline_7.8.16 Opportunity Name Customer Name Stage Probability (%) Close Date Deals Total Assets BPS PnL Relationship: 54 MADISON PARTNERS RELATIONSHIP SUM(G3:G4)5000000 SUM(13:I4)W50000 Real Estate Opportunity 54 Madison Partners Active 75 9/30/2016 Financing Acquisitio n 100000000 500 (H3/10000)*G3P00000 54 Madison Partners Prospecting 25 9/30/2016 AMP 2500 0000 300 (H4/10000)*G4u0000 Relationship: ASPEN GROVE CAPITAL RELATIONSHIP G6000000 16P000 Aspen Grove Capital, LLC Prospecting 25 9/30/2016 Stru ctured Notes 10000000 50 (H6/10000)*G6P000 Relationship: BLUESTEM LLC RELATIONSHIP G8000000 180000 HF Secondaries Bluestem LLC Prospecting 25 9/30/2016 HF Secondaries 10000000 100 (H8/10000)*G80000 Relationship: BRIGHT GROUP RELATIONSHIP G10000000 Il00000 HF Secondaries Bright Group Active 25 9/30/2016 HF (H10/10000)*G100000 Relationship: CFM RELATIONSHIP G12000000 11200000 Real Estate Comprehensive Financial Management Prospecting Direct RE 10000000 300 (H12/10000)*G1200000 Relationship: COLLIS, CHARLES RELATIONSHIP SUM(G14:G15) 000000 KCP/ Private Markets EverWatch Financial Prospecting 10 ets 10000000 200 (H14/10000)*G14 0000 CRE EverWatch Financial Prospecting 10 Prospecting 200 (H15/10000)*G15 0000 Relationship: DORRANCE FAMILY RELATIONSHIP Margin Loan DF Enterprises Prospecting 10 3/31/2017 (H17/10000)*G1725000 Land Loan DF Enterprises Prospecting 10 12/31/2017 (H18/10000)*G18 00000 Dorrance Family Foundation Prospecting ate Markets 20000000 200 (H19/10000)*G19@0000 Relationship: DZIALGA, KIRSTEN & MARK RELATIONSHIP G21 00000 CLO Dzialga, Mark F. Prospecting 10 12/31/2016 /10000)*G21@000 Relationship: ELLIN, HOWARD RELATIONSHIP G23P00000 123P000 ISG Ellin, Howard Active 50 12/31/2016 General ISG 5000000 G23P000 Relationship: ELYSIUM MANAGEMENT RELATIONSHIP SUM(G25:G29)D0000000 SUM(125 ISG Black Family Partners, L.P. Active 75 12/31/2016 General 50 (H25/10000)*G250000 Deposits Black Family Partners, 50 (H26/10000)*G26P0000 Black Family Partners, L.P. Prospecting 25 20000000 200 (H27/10000)*G27@0000 Direct Investment (Borrowing) Black Family Partners, L.P. IB 50000000 500 (H28/10000)*G28%00000 Art Loan Black Family Partners, L.P. Prospecting 200 (H29/10000)*G29P00000 Relationship: FALLLINE RELATIONSHIP SUM(G31:G32)=1.1E9 Lending FallLine Prospecting 10 12/31/2016 G3100000 Custody FallLine Prospecting 10 12/31/2016 1.0E9 000 Relationship: FORRESTAL CAPITAL RELATIONSHIP SUM(G34:G35) 000000 ISG Forrestal Capital LLC Prospecting 10 12/31/2016 /10000)*G340000 Forrestal Capital LLC Prospecting 10 100 (H35/10000)*G350000 Relationship: GENERAL ATLANTIC E0000 CLO General Atlantic Family Office Active 50 /10000)*G37P000 General Atlantic Family Office 0000 200 (H38/10000)*G38@0000 Relationship: GEORGETOWN UNIVERSITY RELATIONSHIP CLO Georgetown University Endowment Prospecting 10 12/31/2016 (H40/10000)*G40%0000 ISG Georgetown University Endowment Prospecting (H41/10000)*G415000 Relationship: GERSCHEL, PATRICK RELATIONSHIP SUM(G43:G44)@000000 SUM(143:144)@0000 ISG Gerschel, Patrick 50 (H43/10000)*G430000 Gerschel, Patrick 150 (H44/10000)*G4400000 Relationship: ILLIG, CLIFF RELATIONSHIP SUM(G46:G47)0000000 ISG Illig, Cliff Prospecting 10 12/31/2016 G460000 Margin Loan Illig, Cliff Prospecting 10 12/31/2016 100000000 90 (H47 Secondaries 10000000 100 SUM(G17:G19)70000000 10 9/30/2016 SUM(I14:I15)@0000 9/30/2016 Private Mark AMP, Direct RE 10000000 SUM(I17:I19)@25000 Lending 250000000 65 Lending 100000000 200 10 9/30/2016 Priv 121@000 CLO 2000000 200 (H21 100 (H23/10000)* :129)…00000 ISG 20000000 L.P. Active 50 12/31/2016 Deposits 1000 12/31/2016 KCP Prospecting 25 12/31/2016 25 12/31/2016 SUM(131:132) 00000 100000000 100 Lending 2500 (H31/10000)* 10 (H32/10000)*G3200 SUM(134:135) 0000 10000000 100 (H34 12/31/2016 10000000 FAMILY OFFICE RELATIONSHIP SUM(G37:G38)%000000 SUM(137:138) 12/31/2016 CLO Prospecting 20 SUM(G40:G41)P000000 10 12/31/2016 Prospecting 10 12/31/2016 General ISG 20000000 Prospecting 5000000 100 (H37 12/31/2016 2000 SUM(140:141)75000 25000000 100 25000000 50 10 12/31/2016 20000000 SUM(I46:147)™9999.9999999999 20000000 50 (H46/10000)* PROT2 /10000)*G47‰9999.9999999999 Relationship: JL SQUARED GROUP RELATIONSHIP G49000000 HF Secondaries JL Squared Group Prospecting 25 (H49/10000)*G49 0000 DB Select JL Squared Group Active 50 /10000)*G50%0000 Relationship: KIM, STEVEN RELATIONSHIP G52P000000 Structured Credit Kim, Steven Prospecting (B52/10000)*G52P0000 Relationship: LINDEMANN FAMILY ETE Loan Lindemann Jr., (H54/10000)*G54%0000 Art Loan Lindemann, Adam (H55/10000)*G55p0000 ETE Loan Lindemann, Adam (B56/10000)*G5675000 Relationship: M20 INCORPORATED RELATIONSHIP M20 Incorporated 200 (H58/10000)*G58 0000 Relationship: MARRON, DONALD B. Lending Marron, Donald B. /10000)*G60%0000 Relationship: MEISTER, TODD RELATIONSHIP Goldrush Meister, Todd Prospecting /10000)*G62115000 (H63/10000)*G63 0000 Relationship: MONTRONE, PAUL RELATIONSHIP ISG Latona Associates Prospecting /10000)*G650000 CLO Perspecta Trust Prospecting 10 100 (H66/10000)*G66P0000 Relationship: ORIX RELATIONSHIP SUM(G68:G72)=6.25E8 ORIX Americas Active 50 (H68/10000)*G68u0000 IB ORIX Americas Active 50 /10000)*G69%00000 IB ORIX Ventures Active 50 /10000)*G70P00000 Subscription Financing IX Capital Partners 200 (H71/10000)*G71 00000 Infrastructure ORIX Americas Prospecting /10000)*G7200000 Relationship: PARAMI CAPITAL MANAGEMENT RELATIONSHIP Structured Credit Crestline Active 75 /10000)*G7475000 Crestline Prospecting (B75/10000)*G75P0000 Relationship: ROGER BULLOCK RELATIONSHIP Loan Brightstar Capital Prospecting /10000)*G77 0000 Relationship: SCHMIDT, ERIC RELATIONSHIP CRE Hillspire LLC Prospecting 25 G7900000 Hillspire LLC Prospecting 25 3/31/2016 (H80/10000)*G8000000 Relationship: SHAMROCK RELATIONSHIP SUM(G82)%000000 182P0000 Martin, Greg Prospecting 25 12/31/2016 Surfair 25000000 200 (H82/10000)*G82P0000 Relationship: SK FAMILY OFFICE RELATIONSHIP SUM(G84:G85) 000000 SUM(184:185) 0000 CLO Falcon Trail Capital, LLC Active 75 12/31/2016 10000000 100 /10000)*G840000 ISG Falcon Trail Capital, LLC Active 50 12/31/2016 10000000 100 /10000)*G850000 Relationship: SLOME, IAN RELATIONSHIP G87%000000 187P0000 HF Secondaries Slome, Ian Prospecting 25 12/31/2016 25000000 200 /10000)*G87P0000 Relationship: SOUTHERN FINANCIAL RELATIONSHIP G89P000000 189%0000 ISG Epstein, Jeffrey Active 75 12/31/2016 50000000 G89%0000 Relationship: SPRUCE PRIVATE INVESTORS LLC RELATIONSHIP G91P000000 191P0000 Prime Brokerage Spruce Investment Advisors, LLC Prospecting 25 12/31/2016 50000000 100 (H91/10000)*G91P0000 Relationship: THE NATIONAL ORGANIZATION OF THE NEW APOSTOLIC CHURCH OF NORTH AMERICA RELATIONSHIP G93000000 1930000 ISG The National Organization of the New Apostolic Church of 12/31/2016 10000000 100 (H93/10000)*G930000 Relationship: THIRD LAKE CAPITAL RELATIONSHIP SUM(G95:G98)0000000 SUM(195:198)25000 CRE Loan Wanek Family Active 50 12/31/2016 Plaza West CRE 25000000 I49 0000 12/31/2016 10000000 12/31/2016 50000000 152P0000 25 12/31/2016 50000000 200 50 (H50 100 RELATIONSHIP SUM(G54:G56)—500000 SUM(154:156)25000 George Prospecting 10 12/31/2016 25000000 M. M. Prospecting Prospecting RELATIONSHIP Prospecting 10 12/31/2016 35000000 10 12/31/2016 37500000 G58000000 158 0000 Prospecting 10 12/31/2016 10000000 G60%000000 160%0000 25 12/31/2016 25000000 100 200 100 100 (H60 SUM(G62:G63)0000000 SUM(162:163)315000 10 12/31/2016 90000000 1235 (H62 Meister, Todd Prospecting 10 12/31/2016 10000000 200 SUM(G65:G66)p000000 SUM(165:166)`0000 10 12/31/2016 20000000 50 (H65 12/31/2016 CLO Risk Retention 50000000 SUM(168:172)250000 12/31/2016 AMP 25000000 300 12/31/2016 REIT REFI 250000000 12/31/2016 Leverage Line 200000000 Prospecting 10 12/31/2016 100000000 10 12/31/2016 50000000 200 (H72 SUM(G74:675)P000000 SUM(174:175)‡5000 12/31/2016 25000000 150 (H74 25 12/31/2016 25000000 200 G77 000000 177 0000 10 12/31/2016 20000000 100 (H69 250 (H70 100 (H77 SUM(G79:G80)0000000 SUM(179:180) 00000 12/31/2016 50000000 200 (H79/10000)* 50000000 200 (H84 (H85 (H87 50 (H89/10000). North America Prospecting 50 200 PROT3 (H95/10000)*G95P0000 Wanek Family Active 50 12/31/2016 25000000 200 (H96 /10000)*G96P0000 ISG Wanek Family Active 50 12/31/2016 25000000 50 (H97/10000)*G9750 00 HF Secondaries Wanek Family Prospecting 10 12/31/2016 25000000 200 (H98 /10000)*G98P0000 Relationship: TISCH FAMILY RELATIONSHIP G100 000000 1100@0000 HF Secondaries TFMG, LLC Prospecting 25 12/31/2016 20000000 200 (H10 0/10000)*G100@0000 Grand Total G99+G94+G92+690+G88+G86+G83+G81+G78+676+G73+G67+G64+G61+G59+657+G53+G51+G48+G45+G42+ G39+636+G33+G30+624+G22+G20+616+G13+G11+69+G7+G5+G2=3.8145E9 199+194+192+190+188+186+183+181+178+ 176+173+167+164+161+159+157+153+151+148+145+142+139+136+133+130+124+122+120+116+113+Ill+19+17+15+12= 56530000 PROT4