EFTA Document EFTA01449485

Troy - Southern Financial/Southern Trust (Epstein) is a new, significant, active relationship that we are on-boarding to KCP. Once we obtain the information for the ISDA template (per below), can we please have a brief meeting among all of us on this email to discuss the relationship (like we did for Grassie, Cindy's client) to ensure that we are all on the same page from a credit and timing perspective? Thank You, Tazia (Embedded image moved to file: pic10988.gif) Tazia Smith Director I Key client Partners - us Deutsche Bank Securities Inc Deutsche Asset & wealth Management 345 Park Avenue, 26th FloorT New Tel. Fax mobi Emai (Embedded image moved to file: pic03208.gif) Forwarded by Tazia Smith/db/dbcom on 09/17/2013 10:56 AM From: Kevin Quinn/db/dbcom To: Paul Morri Cc: Tazia Smith/ Stepanian Date: 09/17/2013 10:14 AM Subject: Re: southern financial/southern trust (I] Classification: For internal use only Amanda, am going through the account opening process while the ACAT forms are out. In the meantime, can you please fill out the credit's ISDA template and retrieve the relevant financials etc? I am happy to answer any questions. (attachment "ISDA Preliminary Requirements - Collection Sheet.docx" deleted by Tazia Smith/db/dbcom] From: Paul Morris To: vahe Stepanian Cc: Amanda Kirby/ Quinn/db Date: 09/16/2013 08:25 PM Tazia Smith vahe Kevin CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 104921 CONFIDENTIAL SDNY_GM_00251105 EFTA01449485