EFTA Document EFTA01453403

-7.47,111H:rry 0 7717.1111 Tr 77:.Tiry i•T klawiSAINIS 23 Mal 2014 Page 2 Of 2 Deutsche Bank AG SOUTHERN FINANCIAL, LLC PX • Options Settlement Not Ccy Not. Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date Not.Amt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 3663644931 710423459 SOUTHERN FiNANCIAL. LLC ExEural 21-Noo.2013 20410%42014 25.1lov.2014 (LOCO 00 Cr), lisr, 101.®0.000 JPY SHORT EUROPEAN CALL 1010000 ; i'l 132 15t 366364435/' 710423461 SOUTHERN FINANCIAL. LLC FXOneBanDneT otchOpt 21-Nov-2013 20-No.(.2014 25-Nov-2014 (21.00000) USD 0 JPY LONG EUROPEAN 0.0003 13.107 15 366364436( 710423463 SOUTHERN FINANCIAL. LLC FXOneBerOneT outhOpt 21-Nov-2013 20-Nov2014 25-Nov-2014 (21,03000) USD 0 JPY LONG EUROPEAN 0.0000 11,13361 X6364436/ 710423465 SOUTHERN FINANCIAL, LLC PXOnef3anOneT ouchOpt 21-Nov-2013 20-Nov.2014 25.Nov.2014 (21.000 WI USD 0 PY LONG EUROPEAN 0.0000 9379.11 381388504i SOUTHERN FxEuroOpl 31-Jan-2014 01.May-2014 07-May-2014 (100030(3 03) USD 1.025000.000 SY SHORT EIPCPEAN CALL 1025000 (98,114 52) 745230311 FINANCIAL. LLC 390650729/ SOUTHERN FXD9lalept 13-Mar-2014 14-Apr-2014 15-Apr-2014 (1,00000003) USD SHORT ELRCPEAN CALL 375660 (183051%) 767041028 FINANCIAL, LLC Subtotal ;•:•;(.1 67a 35: Corn - Dadvadvas Long! Not.Cty Trade ID Counterparty Trade Type Trade Date Maturity Date Settlement Date Short Option Style Put/ Call Ref. Entity Not.Amt 1 1 Strike Price MTM(USD) 3M2915T SOUTHERN FINANCIAL: Commodity 13-Mar.2014 15.May-2014 22.May-2014 LONG EUROPEAN WTI 10000000 USD 0 CCCO II • 9.C41: ij) 767318425 LLC Dermal* Subtotal: l,115 3.:(;7 : Total: (403,725.06) Statement ID: 182298_20140321_20140324_1 The valuation Information set forth in this statement Is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 110967 PROT1 PROT0